Environmental Protection Agency § 711.3 equipment in which they were manu- (b) This part applies to the activities factured. associated with the periodic update of NOTE: See note to definition of ‘‘inter- information on a subset of the chem- mediate’’ at § 710.3(d) for explanation of ical substances included on the TSCA ‘‘equipment in which it was manufactured.’’ Inventory. [42 FR 64572, Dec. 23, 1977, as amended at 68 (c) Section 15(3) of TSCA makes it FR 889, Jan. 7, 2003] unlawful for any person to fail or refuse to submit information required PART 711—TSCA CHEMICAL DATA under this part. In addition, TSCA sec- REPORTING REQUIREMENTS tion 15(3) makes it unlawful for any person to fail to keep, and permit ac- Sec. cess to, records required by this part. 711.1 Scope and compliance. Section 16 of TSCA provides that any 711.3 Definitions. person who violates a provision of 711.5 Chemical substances for which infor- TSCA section 15 is liable to the United mation must be reported. States for a civil penalty and may be 711.6 Chemical substances for which infor- mation is not required. criminally prosecuted. Pursuant to 711.8 Persons who must report. TSCA section 17, the Federal Govern- 711.9 Persons not subject to this part. ment may seek judicial relief to com- 711.10 Activities for which reporting is not pel submission of TSCA section 8(a) in- required. formation and to otherwise restrain 711.15 Reporting information to EPA. any violation of TSCA section 15. (EPA 711.20 When to report. does not intend to concentrate its en- 711.22 Duplicative reporting. 711.25 Recordkeeping requirements. forcement efforts on insignificant cler- 711.30 Confidentiality claims. ical errors in reporting.) 711.35 Electronic filing. (d) Each person who reports under AUTHORITY: 15 U.S.C. 2607(a). this part must maintain records that document information reported under SOURCE: 76 FR 54933, Sept. 6, 2011, unless this part and, in accordance with otherwise noted. TSCA, permit access to, and the copy- EDITORIAL NOTE: At 76 FR 50859, Aug. 16, ing of, such records by EPA officials. 2011, part 711 was added; however, the amend- ment could not be incorporated because part § 711.3 Definitions. 711 already existed. The definitions in this section and § 711.1 Scope and compliance. the definitions in TSCA section 3 apply (a) This part specifies reporting and to this part. In addition, the defini- recordkeeping procedures under sec- tions in 40 CFR 704.3 also apply to this tion 8(a) of the Toxic Substances Con- part, except the definitions manufac- trol Act (TSCA) (15 U.S.C. 2607(a)) for ture and manufacturer in 40 CFR 704.3. certain manufacturers (including im- CDX or Central Data Exchange means porters) of chemical substances. Sec- EPA’s centralized electronic document tion 8(a) of TSCA authorizes the EPA receiving system, or its successors. Administrator to require reporting of Commercial use means the use of a information necessary for administra- chemical substance or a mixture con- tion of TSCA, including issuing regula- taining a chemical substance (includ- tions for the purpose of compiling and ing as part of an article) in a commer- keeping current the TSCA Chemical cial enterprise providing saleable goods Substance Inventory (TSCA Inventory) or services. as required by TSCA section 8(b). In ac- Consumer use means the use of a cordance with TSCA section 8(b), EPA chemical substance or a mixture con- amends the TSCA Inventory to include taining a chemical substance (includ- new chemical substances manufactured ing as part of an article) when sold to (including imported) in the United or made available to consumers for States and reported under TSCA sec- their use. tion 5(a)(1). EPA also revises the cat- e-CDRweb means the electronic, web- egories of chemical substances and based tool provided by EPA for the makes other amendments as appro- completion and submission of the CDR priate. data. 37 VerDate Mar<15>2010 16:56 Aug 14, 2014 Jkt 232179 PO 00000 Frm 00047 Fmt 8010 Sfmt 8010 Q:\40\40V31.TXT 31 § 711.3 40 CFR Ch. I (7–1–14 Edition) Industrial function means the in- stances which constitutes the TSCA In- tended physical or chemical char- ventory compiled under TSCA section acteristic for which a chemical sub- 8(b). It includes chemical substances stance or mixture is consumed as a reported under 40 CFR part 710 and sub- reactant; incorporated into a formula- stances reported under 40 CFR part 720 tion, mixture, reaction product, or ar- for which a Notice of Commencement ticle; repackaged; or used. of Manufacture or Import has been re- Industrial use means use at a site at ceived under 40 CFR 720.120. which one or more chemical substances Principal reporting year means the lat- or mixtures are manufactured (includ- est complete calendar year preceding ing imported) or processed. the submission period. Intended for use by children means the Reasonably likely to be exposed means chemical substance or mixture is used an exposure to a chemical substance in or on a product that is specifically which, under foreseeable conditions of intended for use by children age 14 or manufacture (including import), proc- younger. A chemical substance or mix- essing, distribution in commerce, or ture is intended for use by children use of the chemical substance, is more when the submitter answers ‘‘yes’’ to likely to occur than not to occur. Such at least one of the following questions exposures would normally include, but for the product into which the submit- would not be limited to, activities such ter’s chemical substance or mixture is as charging reactor vessels, drumming, incorporated: bulk loading, cleaning equipment, (1) Is the product commonly recog- maintenance operations, materials nized (i.e., by a reasonable person) as handling and transfers, and analytical being intended for children age 14 or operations. Covered exposures include younger? exposures through any route of entry (2) Does the manufacturer of the (inhalation, ingestion, skin contact, product state through product labeling absorption, etc.), but excludes acci- or other written materials that the dental or theoretical exposures. product is intended for or will be used Repackaging means the physical by children age 14 or younger? (3) Is the advertising, promotion, or transfer of a chemical substance or marketing of the product aimed at mixture, as is, from one container to children age 14 or younger? another container or containers in Manufacture means to manufacture, preparation for distribution of the produce, or import, for commercial chemical substance or mixture in com- purposes. Manufacture includes the ex- merce. traction, for commercial purposes, of a Reportable chemical substance means a component chemical substance from a chemical substance described in § 711.5. previously existing chemical substance Site means a contiguous property or complex combination of chemical unit. Property divided only by a public substances. When a chemical sub- right-of-way shall be considered one stance, manufactured other than by site. More than one manufacturing import, is: plant may be located on a single site. (1) Produced exclusively for another (1) For chemical substances manufac- person who contracts for such produc- tured under contract, i.e., by a toll tion, and manufacturer, the site is the location (2) That other person specifies the where the chemical substance is phys- identity of the chemical substance and ically manufactured. controls the total amount produced (2) The site for an importer who im- and the basic technology for the plant ports a chemical substance described in process, then that chemical substance § 711.5 is the U.S. site of the operating is co-manufactured by the producing unit within the person’s organization manufacturer and the person con- that is directly responsible for import- tracting for such production. ing the chemical substance. The import Manufacturer means a person who site, in some cases, may be the organi- manufactures a chemical substance. zation’s headquarters in the United Master Inventory File means EPA’s States. If there is no such operating comprehensive list of chemical sub- unit or headquarters in the United 38 VerDate Mar<15>2010 16:56 Aug 14, 2014 Jkt 232179 PO 00000 Frm 00048 Fmt 8010 Sfmt 8010 Q:\40\40V31.TXT 31 Environmental Protection Agency § 711.6 States, the site address for the im- (a)(2), or (a)(4), or (b) of this section is porter is the U.S. address of an agent not exempted from any of the reporting acting on behalf of the importer who is requirements of this part if that chem- authorized to accept service of process ical substance is the subject of a rule for the importer. proposed or promulgated under TSCA (3) For portable manufacturing units section 4, 5(a)(2), 5(b)(4), or 6, or is the sent to different locations from a sin- subject of an enforceable consent gle distribution center, the distribu- agreement (ECA) developed under the tion center shall be considered the site. procedures of 40 CFR part 790, or is the Site-limited means a chemical sub- subject of an order issued under TSCA stance is manufactured and processed section 5(e) or 5(f), or is the subject of only within a site and is not distrib- relief that has been granted under a uted for commercial purposes as a civil action under TSCA section 5 or 7. chemical substance or as part of a mix- (a) Full exemptions. The following cat- ture or article outside the site. Im- egories of chemical substances are ex- ported chemical substances are never empted from the reporting require- site-limited. Although a site-limited ments of this part. chemical substance is not distributed (1) Polymers—(i) Any chemical sub- for commercial purposes outside the stance described with the word frag- site at which it is manufactured and ments ‘‘*polym,’’ ‘‘*alkyd,’’ or processed, the chemical substance is ‘‘*oxylated’’ in the Chemical Abstracts considered to have been manufactured (CA) Index Name in the Master Inven- and processed for commercial purposes. tory File, where the asterisk (*) in the Submission period means the period in listed word fragments indicates that which the manufacturing, processing, any sets of characters may precede, or and use data are submitted to EPA. follow, the character string defined. U.S. parent company means the high- (ii) Any chemical substance that is est level company, located in the identified in the Master Inventory File United States, that directly owns at as an enzyme, lignin, a polysaccharide least 50% of the voting stock of the (cellulose, gum, starch), a protein (al- manufacturer. bumin, casein, gelatin, gluten, hemo- Use means any utilization of a chem- globin), rubber, siloxane and silicone, ical substance or mixture that is not or silsesquioxane. otherwise covered by the terms manu- (iii) This exclusion does not apply to facture or process. Relabeling or redis- a polymeric substance that has been tributing a container holding a chem- depolymerized, hydrolyzed, or other- ical substance or mixture where no re- wise chemically modified, except in packaging of the chemical substance or cases where the intended product of mixture occurs does not constitute use this reaction is totally polymeric in or processing of the chemical substance structure. or mixture. (2) Microorganisms. Any combination of chemical substances that is a living § 711.5 Chemical substances for which organism, and that meets the defini- information must be reported. tion of microorganism at 40 CFR 725.3. Any chemical substance that is in Any chemical substance produced from the Master Inventory File at the begin- a living microorganism is reportable ning of a submission period described under this part unless otherwise ex- in § 711.20, unless the chemical sub- cluded. stance is specifically excluded by (3) Naturally occurring chemical sub- § 711.6. stances. Any naturally occurring chem- ical substance, as described in 40 CFR § 711.6 Chemical substances for which 710.4(b). The applicability of this exclu- information is not required. sion is determined in each case by the The following groups or categories of specific activities of the person who chemical substances are exempted manufactures the chemical substance from some or all of the reporting re- in question. Some chemical substances quirements of this part, with the fol- can be manufactured both as described lowing exception: A chemical sub- in 40 CFR 710.4(b) and by means other stance described in paragraph (a)(1), than those described in 40 CFR 710.4(b). 39 VerDate Mar<15>2010 16:56 Aug 14, 2014 Jkt 232179 PO 00000 Frm 00049 Fmt 8010 Sfmt 8010 Q:\40\40V31.TXT 31 § 711.6 40 CFR Ch. I (7–1–14 Edition) If a person described in § 711.8 manufac- (petroleum), raw liq. mix; CASRN tures a chemical substance by means 68410–63–9, natural gas, dried; CASRN other than those described in 40 CFR 68425–31–0, gasoline (natural gas), nat- 710.4(b), the person must report regard- ural; and CASRN 68919–39–1, natural less of whether the chemical substance gas condensates. also could have been produced as de- (b) Partial exemptions. The following scribed in 40 CFR 710.4(b). Any chem- groups of chemical substances are par- ical substance that is produced from tially exempted from the reporting re- such a naturally occurring chemical quirements of this part (i.e., the infor- substance described in 40 CFR 710.4(b) mation described in § 711.15(b)(4) need is reportable unless otherwise ex- not be reported for these chemical sub- cluded. stances). Such chemical substances are (4) Certain forms of natural gas and not excluded from the other reporting water. Chemical substances with the requirements under this part. following Chemical Abstracts Service (1) Petroleum process streams. EPA has Registry Number (CASRN): CASRN designated the chemical substances 7732–18–5, water; CASRN 8006–14–2, nat- listed in Table 1 of this paragraph by ural gas; CASRN 8006–61–9, gasoline, CASRN, as partially exempt from re- natural; CASRN 64741–48–6, natural gas porting under the IUR. TABLE 1—CASRNS OF PARTIALLY EXEMPT CHEMICAL SUBSTANCES TERMED ‘‘PETROLEUM PROCESS STREAMS’’ FOR PURPOSES OF INVENTORY UPDATE REPORTING CASRN Product 8002–05–9 ................................ Petroleum. 8002–74–2 ................................ Paraffin waxes and hydrocarbon waxes. 8006–20–0 ................................ Fuel gases, low and medium B.T.U. 8008–20–6 ................................ Kerosine (petroleum). 8009–03–8 ................................ Petrolatum. 8012–95–1 ................................ Paraffin oils. 8030–30–6 ................................ Naphtha. 8032–32–4 ................................ Ligroine. 8042–47–5 ................................ White mineral oil (petroleum). 8052–41–3 ................................ Stoddard solvent. 8052–42–4 ................................ Asphalt. 61789–60–4 .............................. Pitch. 63231–60–7 .............................. Paraffin waxes and hydrocarbon waxes, microcryst. 64741–41–9 .............................. Naphtha (petroleum), heavy straight-run. 64741–42–0 .............................. Naphtha (petroleum), full-range straight-run. 64741–43–1 .............................. Gas oils (petroleum), straight-run. 64741–44–2 .............................. Distillates (petroleum), straight-run middle. 64741–45–3 .............................. Residues (petroleum), atm. tower. 64741–46–4 .............................. Naphtha (petroleum), light straight-run. 64741–47–5 .............................. Natural gas condensates (petroleum). 64741–49–7 .............................. Condensates (petroleum), vacuum tower. 64741–50–0 .............................. Distillates (petroleum), light paraffinic. 64741–51–1 .............................. Distillates (petroleum), heavy paraffinic. 64741–52–2 .............................. Distillates (petroleum), light naphthenic. 64741–53–3 .............................. Distillates (petroleum), heavy naphthenic. 64741–54–4 .............................. Naphtha (petroleum), heavy catalytic cracked. 64741–55–5 .............................. Naphtha (petroleum), light catalytic cracked. 64741–56–6 .............................. Residues (petroleum), vacuum. 64741–57–7 .............................. Gas oils (petroleum), heavy vacuum. 64741–58–8 .............................. Gas oils (petroleum), light vacuum. 64741–59–9 .............................. Distillates (petroleum), light catalytic cracked. 64741–60–2 .............................. Distillates (petroleum), intermediate catalytic cracked. 64741–61–3 .............................. Distillates (petroleum), heavy catalytic cracked. 64741–62–4 .............................. Clarified oils (petroleum), catalytic cracked. 64741–63–5 .............................. Naphtha (petroleum), light catalytic reformed. 64741–64–6 .............................. Naphtha (petroleum), full-range alkylate. 64741–65–7 .............................. Naphtha (petroleum), heavy alkylate. 64741–66–8 .............................. Naphtha (petroleum), light alkylate. 64741–67–9 .............................. Residues (petroleum), catalytic reformer fractionator. 64741–68–0 .............................. Naphtha (petroleum), heavy catalytic reformed. 64741–69–1 .............................. Naphtha (petroleum), light hydrocracked. 64741–70–4 .............................. Naphtha (petroleum), isomerization. 64741–73–7 .............................. Distillates (petroleum), alkylate. 64741–74–8 .............................. Naphtha (petroleum), light thermal cracked. 64741–75–9 .............................. Residues (petroleum), hydrocracked. 64741–76–0 .............................. Distillates (petroleum), heavy hydrocracked. 40 VerDate Mar<15>2010 16:56 Aug 14, 2014 Jkt 232179 PO 00000 Frm 00050 Fmt 8010 Sfmt 8010 Q:\40\40V31.TXT 31 Environmental Protection Agency § 711.6 TABLE 1—CASRNS OF PARTIALLY EXEMPT CHEMICAL SUBSTANCES TERMED ‘‘PETROLEUM PROCESS STREAMS’’ FOR PURPOSES OF INVENTORY UPDATE REPORTING—Continued CASRN Product 64741–77–1 .............................. Distillates (petroleum), light hydrocracked. 64741–78–2 .............................. Naphtha (petroleum), heavy hydrocracked. 64741–79–3 .............................. Coke (petroleum). 64741–80–6 .............................. Residues (petroleum), thermal cracked. 64741–81–7 .............................. Distillates (petroleum), heavy thermal cracked. 64741–82–8 .............................. Distillates (petroleum), light thermal cracked. 64741–83–9 .............................. Naphtha (petroleum), heavy thermal cracked. 64741–84–0 .............................. Naphtha (petroleum), solvent-refined light. 64741–85–1 .............................. Raffinates (petroleum), sorption process. 64741–86–2 .............................. Distillates (petroleum), sweetened middle. 64741–87–3 .............................. Naphtha (petroleum), sweetened. 64741–88–4 .............................. Distillates (petroleum), solvent-refined heavy paraffinic. 64741–89–5 .............................. Distillates (petroleum), solvent-refined light paraffinic. 64741–90–8 .............................. Gas oils (petroleum), solvent-refined. 64741–91–9 .............................. Distillates (petroleum), solvent-refined middle. 64741–92–0 .............................. Naphtha (petroleum), solvent-refined heavy. 64741–95–3 .............................. Residual oils (petroleum), solvent deasphalted. 64741–96–4 .............................. Distillates (petroleum), solvent-refined heavy naphthenic. 64741–97–5 .............................. Distillates (petroleum), solvent-refined light naphthenic. 64741–98–6 .............................. Extracts (petroleum), heavy naphtha solvent. 64741–99–7 .............................. Extracts (petroleum), light naphtha solvent. 64742–01–4 .............................. Residual oils (petroleum), solvent-refined. 64742–03–6 .............................. Extracts (petroleum), light naphthenic distillate solvent. 64742–04–7 .............................. Extracts (petroleum), heavy paraffinic distillate solvent. 64742–05–8 .............................. Extracts (petroleum), light paraffinic distillate solvent. 64742–06–9 .............................. Extracts (petroleum), middle distillate solvent. 64742–07–0 .............................. Raffinates (petroleum), residual oil decarbonization. 64742–08–1 .............................. Raffinates (petroleum), heavy naphthenic distillate decarbonization. 64742–09–2 .............................. Raffinates (petroleum), heavy paraffinic distillate decarbonization. 64742–10–5 .............................. Extracts (petroleum), residual oil solvent. 64742–11–6 .............................. Extracts (petroleum), heavy naphthenic distillate solvent. 64742–12–7 .............................. Gas oils (petroleum), acid-treated. 64742–13–8 .............................. Distillates (petroleum), acid-treated middle. 64742–14–9 .............................. Distillates (petroleum), acid-treated light. 64742–15–0 .............................. Naphtha (petroleum), acid-treated. 64742–16–1 .............................. Petroleum resins. 64742–18–3 .............................. Distillates (petroleum), acid-treated heavy naphthenic. 64742–19–4 .............................. Distillates (petroleum), acid-treated light naphthenic. 64742–20–7 .............................. Distillates (petroleum), acid-treated heavy paraffinic. 64742–21–8 .............................. Distillates (petroleum), acid-treated light paraffinic. 64742–22–9 .............................. Naphtha (petroleum), chemically neutralized heavy. 64742–23–0 .............................. Naphtha (petroleum), chemically neutralized light. 64742–24–1 .............................. Sludges (petroleum), acid. 64742–25–2 .............................. Lubricating oils (petroleum), acid-treated spent. 64742–26–3 .............................. Hydrocarbon waxes (petroleum), acid-treated. 64742–27–4 .............................. Distillates (petroleum), chemically neutralized heavy paraffinic. 64742–28–5 .............................. Distillates (petroleum), chemically neutralized light paraffinic. 64742–29–6 .............................. Gas oils (petroleum), chemically neutralized. 64742–30–9 .............................. Distillates (petroleum), chemically neutralized middle. 64742–31–0 .............................. Distillates (petroleum), chemically neutralized light. 64742–32–1 .............................. Lubricating oils (petroleum), chemically neutralized spent. 64742–33–2 .............................. Hydrocarbon waxes (petroleum), chemically neutralized. 64742–34–3 .............................. Distillates (petroleum), chemically neutralized heavy naphthenic. 64742–35–4 .............................. Distillates (petroleum), chemically neutralized light naphthenic. 64742–36–5 .............................. Distillates (petroleum), clay-treated heavy paraffinic. 64742–37–6 .............................. Distillates (petroleum), clay-treated light paraffinic. 64742–38–7 .............................. Distillates (petroleum), clay-treated middle. 64742–39–8 .............................. Neutralizing agents (petroleum), spent sodium carbonate. 64742–40–1 .............................. Neutralizing agents (petroleum), spent sodium hydroxide. 64742–41–2 .............................. Residual oils (petroleum), clay-treated. 64742–42–3 .............................. Hydrocarbon waxes (petroleum), clay-treated microcryst. 64742–43–4 .............................. Paraffin waxes (petroleum), clay-treated. 64742–44–5 .............................. Distillates (petroleum), clay-treated heavy naphthenic. 64742–45–6 .............................. Distillates (petroleum), clay-treated light naphthenic. 64742–46–7 .............................. Distillates (petroleum), hydrotreated middle. 64742–47–8 .............................. Distillates (petroleum), hydrotreated light. 64742–48–9 .............................. Naphtha (petroleum), hydrotreated heavy. 64742–49–0 .............................. Naphtha (petroleum), hydrotreated light. 64742–50–3 .............................. Lubricating oils (petroleum), clay-treated spent. 64742–51–4 .............................. Paraffin waxes (petroleum), hydrotreated. 64742–52–5 .............................. Distillates (petroleum), hydrotreated heavy naphthenic. 41 VerDate Mar<15>2010 16:56 Aug 14, 2014 Jkt 232179 PO 00000 Frm 00051 Fmt 8010 Sfmt 8010 Q:\40\40V31.TXT 31 § 711.6 40 CFR Ch. I (7–1–14 Edition) TABLE 1—CASRNS OF PARTIALLY EXEMPT CHEMICAL SUBSTANCES TERMED ‘‘PETROLEUM PROCESS STREAMS’’ FOR PURPOSES OF INVENTORY UPDATE REPORTING—Continued CASRN Product 64742–53–6 .............................. Distillates (petroleum), hydrotreated light naphthenic. 64742–54–7 .............................. Distillates (petroleum), hydrotreated heavy paraffinic. 64742–55–8 .............................. Distillates (petroleum), hydrotreated light paraffinic. 64742–56–9 .............................. Distillates (petroleum), solvent-dewaxed light paraffinic. 64742–57–0 .............................. Residual oils (petroleum), hydrotreated. 64742–58–1 .............................. Lubricating oils (petroleum), hydrotreated spent. 64742–59–2 .............................. Gas oils (petroleum), hydrotreated vacuum. 64742–60–5 .............................. Hydrocarbon waxes (petroleum), hydrotreated microcryst. 64742–61–6 .............................. Slack wax (petroleum). 64742–62–7 .............................. Residual oils (petroleum), solvent-dewaxed. 64742–63–8 .............................. Distillates (petroleum), solvent-dewaxed heavy naphthenic. 64742–64–9 .............................. Distillates (petroleum), solvent-dewaxed light naphthenic. 64742–65–0 .............................. Distillates (petroleum), solvent-dewaxed heavy paraffinic. 64742–67–2 .............................. Foots oil (petroleum). 64742–68–3 .............................. Naphthenic oils (petroleum), catalytic dewaxed heavy. 64742–69–4 .............................. Naphthenic oils (petroleum), catalytic dewaxed light. 64742–70–7 .............................. Paraffin oils (petroleum), catalytic dewaxed heavy. 64742–71–8 .............................. Paraffin oils (petroleum), catalytic dewaxed light. 64742–72–9 .............................. Distillates (petroleum), catalytic dewaxed middle. 64742–73–0 .............................. Naphtha (petroleum), hydrodesulfurized light. 64742–75–2 .............................. Naphthenic oils (petroleum), complex dewaxed heavy. 64742–76–3 .............................. Naphthenic oils (petroleum), complex dewaxed light. 64742–78–5 .............................. Residues (petroleum), hydrodesulfurized atmospheric tower. 64742–79–6 .............................. Gas oils (petroleum), hydrodesulfurized. 64742–80–9 .............................. Distillates (petroleum), hydrodesulfurized middle. 64742–81–0 .............................. Kerosine (petroleum), hydrodesulfurized. 64742–82–1 .............................. Naphtha (petroleum), hydrodesulfurized heavy. 64742–83–2 .............................. Naphtha (petroleum), light steam-cracked. 64742–85–4 .............................. Residues (petroleum), hydrodesulfurized vacuum. 64742–86–5 .............................. Gas oils (petroleum), hydrodesulfurized heavy vacuum. 64742–87–6 .............................. Gas oils (petroleum), hydrodesulfurized light vacuum. 64742–88–7 .............................. Solvent naphtha (petroleum), medium aliph. 64742–89–8 .............................. Solvent naphtha (petroleum), light aliph. 64742–90–1 .............................. Residues (petroleum), steam-cracked. 64742–91–2 .............................. Distillates (petroleum), steam-cracked. 64742–92–3 .............................. Petroleum resins, oxidized. 64742–93–4 .............................. Asphalt, oxidized. 64742–94–5 .............................. Solvent naphtha (petroleum), heavy arom. 64742–95–6 .............................. Solvent naphtha (petroleum), light arom. 64742–96–7 .............................. Solvent naphtha (petroleum), heavy aliph. 64742–97–8 .............................. Distillates (petroleum), oxidized heavy. 64742–98–9 .............................. Distillates (petroleum), oxidized light. 64742–99–0 .............................. Residual oils (petroleum), oxidized. 64743–00–6 .............................. Hydrocarbon waxes (petroleum), oxidized. 64743–01–7 .............................. Petrolatum (petroleum), oxidized. 64743–02–8 .............................. Alkenes, C>10 .alpha.-. 64743–03–9 .............................. Phenols (petroleum). 64743–04–0 .............................. Coke (petroleum), recovery. 64743–05–1 .............................. Coke (petroleum), calcined. 64743–06–2 .............................. Extracts (petroleum), gas oil solvent. 64743–07–3 .............................. Sludges (petroleum), chemically neutralized. 64754–89–8 .............................. Naphthenic acids (petroleum), crude. 64771–71–7 .............................. Paraffins (petroleum), normal C>10. 64771–72–8 .............................. Paraffins (petroleum), normal C5–20. 67254–74–4 .............................. Naphthenic oils. 67674–12–8 .............................. Residual oils (petroleum), oxidized, compounds with triethanolamine. 67674–13–9 .............................. Petrolatum (petroleum), oxidized, partially deacidified. 67674–15–1 .............................. Petrolatum (petroleum), oxidized, Me ester. 67674–16–2 .............................. Hydrocarbon waxes (petroleum), oxidized, partially deacidified. 67674–17–3 .............................. Distillates (petroleum), oxidized light, compounds with triethanolamine. 67674–18–4 .............................. Distillates (petroleum), oxidized light, Bu esters. 67891–79–6 .............................. Distillates (petroleum), heavy arom. 67891–80–9 .............................. Distillates (petroleum), light arom. 67891–81–0 .............................. Distillates (petroleum), oxidized light, potassium salts. 67891–82–1 .............................. Hydrocarbon waxes (petroleum), oxidized, compounds with ethanolamine. 67891–83–2 .............................. Hydrocarbon waxes (petroleum), oxidized, compounds with isopropanolamine. 67891–85–4 .............................. Hydrocarbon waxes (petroleum), oxidized, compounds with triisopropanolamine. 67891–86–5 .............................. Hydrocarbon waxes (petroleum), oxidized, compds. with diisopropanolamine. 68131–05–5 .............................. Hydrocarbon oils, process blends. 68131–49–7 .............................. Aromatic hydrocarbons, C6–10, acid-treated, neutralized. 68131–75–9 .............................. Gases (petroleum), C3–4. 42 VerDate Mar<15>2010 16:56 Aug 14, 2014 Jkt 232179 PO 00000 Frm 00052 Fmt 8010 Sfmt 8010 Q:\40\40V31.TXT 31 Environmental Protection Agency § 711.6 TABLE 1—CASRNS OF PARTIALLY EXEMPT CHEMICAL SUBSTANCES TERMED ‘‘PETROLEUM PROCESS STREAMS’’ FOR PURPOSES OF INVENTORY UPDATE REPORTING—Continued CASRN Product 68153–22–0 .............................. Paraffin waxes and Hydrocarbon waxes, oxidized. 68187–57–5 .............................. Pitch, coal tar-petroleum. 68187–58–6 .............................. Pitch, petroleum, arom. 68187–60–0 .............................. Hydrocarbons, C4, ethane-propane-cracked. 68307–98–2 .............................. Tail gas (petroleum), catalytic cracked distillate and catalytic cracked naphtha fractionation ab- sorber. 68307–99–3 .............................. Tail gas (petroleum), catalytic polymn. naphtha fractionation stabilizer. 68308–00–9 .............................. Tail gas (petroleum), catalytic reformed naphtha fractionation stabilizer, hydrogen sulfide-free. 68308–01–0 .............................. Tail gas (petroleum), cracked distillate hydrotreater stripper. 68308–02–1 .............................. Tail gas (petroleum), distn., hydrogen sulfide-free. 68308–03–2 .............................. Tail gas (petroleum), gas oil catalytic cracking absorber. 68308–04–3 .............................. Tail gas (petroleum), gas recovery plant. 68308–05–4 .............................. Tail gas (petroleum), gas recovery plant deethanizer. 68308–06–5 .............................. Tail gas (petroleum), hydrodesulfurized distillate and hydrodesulfurized naphtha fractionator, acid-free. 68308–07–6 .............................. Tail gas (petroleum), hydrodesulfurized vacuum gas oil stripper, hydrogen sulfide-free. 68308–08–7 .............................. Tail gas (petroleum), isomerized naphtha fractionation stabilizer. 68308–09–8 .............................. Tail gas (petroleum), light straight-run naphtha stabilizer, hydrogen sulfide-free. 68308–10–1 .............................. Tail gas (petroleum), straight-run distillate hydrodesulfurizer, hydrogen sulfide-free. 68308–11–2 .............................. Tail gas (petroleum), propane-propylene alkylation feed prep deethanizer. 68308–12–3 .............................. Tail gas (petroleum), vacuum gas oil hydrodesulfurizer, hydrogen sulfide-free. 68308–27–0 .............................. Fuel gases, refinery. 68333–22–2 .............................. Residues (petroleum), atmospheric. 68333–23–3 .............................. Naphtha (petroleum), heavy coker. 68333–24–4 .............................. Hydrocarbon waxes (petroleum), oxidized, compds. with triethanolamine. 68333–25–5 .............................. Distillates (petroleum), hydrodesulfurized light catalytic cracked. 68333–26–6 .............................. Clarified oils (petroleum), hydrodesulfurized catalytic cracked. 68333–27–7 .............................. Distillates (petroleum), hydrodesulfurized intermediate catalytic cracked. 68333–28–8 .............................. Distillates (petroleum), hydrodesulfurized heavy catalytic cracked. 68333–29–9 .............................. Residues (petroleum), light naphtha solvent extracts. 68333–30–2 .............................. Distillates (petroleum), oxidized heavy thermal cracked. 68333–81–3 .............................. Alkanes, C4–12. 68333–88–0 .............................. Aromatic hydrocarbons, C9–17. 68334–30–5 .............................. Fuels, diesel. 68409–99–4 .............................. Gases (petroleum), catalytic cracked overheads. 68410–00–4 .............................. Distillates (petroleum), crude oil. 68410–05–9 .............................. Distillates (petroleum), straight-run light. 68410–12–8 .............................. Distillates (petroleum), steam-cracked, C5–10 fraction, high-temperature stripping products with light steam-cracked petroleum naphtha C5 fraction polymers. 68410–71–9 .............................. Raffinates (petroleum), catalytic reformer ethylene glycol-water countercurrent exts. 68410–96–8 .............................. Distillates (petroleum), hydrotreated middle, intermediate boiling. 68410–97–9 .............................. Distillates (petroleum), light distillate hydrotreating process, low-boiling. 68410–98–0 .............................. Distillates (petroleum), hydrotreated heavy naphtha, deisohexanizer overheads. 68411–00–7 .............................. Alkenes, C>8. 68425–29–6 .............................. Distillates (petroleum), naphtha-raffinate pyrolyzate-derived, gasoline-blending. 68425–33–2 .............................. Petrolatum (petroleum), oxidized, barium salt. 68425–34–3 .............................. Petrolatum (petroleum), oxidized, calcium salt. 68425–35–4 .............................. Raffinates (petroleum), reformer, Lurgi unit-sepd. 68425–39–8 .............................. Alkenes, C>10 .alpha.-, oxidized. 68441–09–8 .............................. Hydrocarbon waxes (petroleum), clay-treated microcryst., contg. polyethylene, oxidized. 68459–78–9 .............................. Alkenes, C18–24 .alpha.-, dimers. 68475–57–0 .............................. Alkanes, C1–2. 68475–58–1 .............................. Alkanes, C2–3. 68475–59–2 .............................. Alkanes, C3–4. 68475–60–5 .............................. Alkanes, C4–5. 68475–61–6 .............................. Alkenes, C5, naphtha-raffinate pyrolyzate-derived. 68475–70–7 .............................. Aromatic hydrocarbons, C6–8, naphtha-raffinate pyrolyzate-derived. 68475–79–6 .............................. Distillates (petroleum), catalytic reformed depentanizer. 68475–80–9 .............................. Distillates (petroleum), light steam-cracked naphtha. 68476–26–6 .............................. Fuel gases. 68476–27–7 .............................. Fuel gases, amine system residues. 68476–28–8 .............................. Fuel gases, C6–8 catalytic reformer. 68476–29–9 .............................. Fuel gases, crude oil distillates. 68476–30–2 .............................. Fuel oil, no. 2. 68476–31–3 .............................. Fuel oil, no. 4. 68476–32–4 .............................. Fuel oil, residues-straight-run gas oils, high-sulfur. 68476–33–5 .............................. Fuel oil, residual. 68476–34–6 .............................. Fuels, diesel, no. 2. 68476–39–1 .............................. Hydrocarbons, aliph.-arom.-C4–5-olefinic. 68476–40–4 .............................. Hydrocarbons, C3–4. 68476–42–6 .............................. Hydrocarbons, C4–5. 43 VerDate Mar<15>2010 16:56 Aug 14, 2014 Jkt 232179 PO 00000 Frm 00053 Fmt 8010 Sfmt 8010 Q:\40\40V31.TXT 31 § 711.6 40 CFR Ch. I (7–1–14 Edition) TABLE 1—CASRNS OF PARTIALLY EXEMPT CHEMICAL SUBSTANCES TERMED ‘‘PETROLEUM PROCESS STREAMS’’ FOR PURPOSES OF INVENTORY UPDATE REPORTING—Continued CASRN Product 68476–43–7 .............................. Hydrocarbons, C4–6, C5-rich. 68476–44–8 .............................. Hydrocarbons, C>3. 68476–45–9 .............................. Hydrocarbons, C5–10 arom. conc., ethylene-manuf.-by-product. 68476–46–0 .............................. Hydrocarbons, C3–11, catalytic cracker distillates. 68476–47–1 .............................. Hydrocarbons, C2–6, C6–8 catalytic reformer. 68476–49–3 .............................. Hydrocarbons, C2–4, C3-rich. 68476–50–6 .............................. Hydrocarbons, C≥5, C5–6-rich. 68476–52–8 .............................. Hydrocarbons, C4, ethylene-manuf.-by-product. 68476–53–9 .............................. Hydrocarbons, C≥20, petroleum wastes. 68476–54–0 .............................. Hydrocarbons, C3–5, polymn. unit feed. 68476–55–1 .............................. Hydrocarbons, C5-rich. 68476–56–2 .............................. Hydrocarbons, cyclic C5 and C6. 68476–77–7 .............................. Lubricating oils, refined used. 68476–81–3 .............................. Paraffin waxes and Hydrocarbon waxes, oxidized, calcium salts. 68476–84–6 .............................. Petroleum products, gases, inorg. 68476–85–7 .............................. Petroleum gases, liquefied. 68476–86–8 .............................. Petroleum gases, liquefied, sweetened. 68477–25–8 .............................. Waste gases, vent gas, C1–6. 68477–26–9 .............................. Wastes, petroleum. 68477–29–2 .............................. Distillates (petroleum), catalytic reformer fractionator residue, high-boiling. 68477–30–5 .............................. Distillates (petroleum), catalytic reformer fractionator residue, intermediate-boiling. 68477–31–6 .............................. Distillates (petroleum), catalytic reformer fractionator residue, low-boiling. 68477–33–8 .............................. Gases (petroleum), C3–4, isobutane-rich. 68477–34–9 .............................. Distillates (petroleum), C3–5, 2-methyl-2-butene-rich. 68477–35–0 .............................. Distillates (petroleum), C3–6, piperylene-rich. 68477–36–1 .............................. Distillates (petroleum), cracked steam-cracked, C5–18 fraction. 68477–38–3 .............................. Distillates (petroleum), cracked steam-cracked petroleum distillates. 68477–39–4 .............................. Distillates (petroleum), cracked stripped steam-cracked petroleum distillates, C8–10 fraction. 68477–40–7 .............................. Distillates (petroleum), cracked stripped steam-cracked petroleum distillates, C10–12 fraction. 68477–41–8 .............................. Gases (petroleum), extractive, C3–5, butadiene-butene-rich. 68477–42–9 .............................. Gases (petroleum), extractive, C3–5, butene-isobutylene-rich. 68477–44–1 .............................. Distillates (petroleum), heavy naphthenic, mixed with steam-cracked petroleum distillates C5– 12 fraction. 68477–47–4 .............................. Distillates (petroleum), mixed heavy olefin vacuum, heart-cut. 68477–48–5 .............................. Distillates (petroleum), mixed heavy olefin vacuum, low-boiling. 68477–53–2 .............................. Distillates (petroleum), steam-cracked, C5–12 fraction. 68477–54–3 .............................. Distillates (petroleum), steam-cracked, C8–12 fraction. 68477–55–4 .............................. Distillates (petroleum), steam-cracked, C5–10 fraction, mixed with light steam-cracked petro- leum naphtha C5 fraction. 68477–58–7 .............................. Distillates (petroleum), steam-cracked petroleum distillates, C5–18 fraction. 68477–59–8 .............................. Distillates (petroleum), steam-cracked petroleum distillates cyclopentadiene conc. 68477–60–1 .............................. Extracts (petroleum), cold-acid. 68477–61–2 .............................. Extracts (petroleum), cold-acid, C4–6. 68477–62–3 .............................. Extracts (petroleum), cold-acid, C3–5, butene-rich. 68477–63–4 .............................. Extracts (petroleum), reformer recycle. 68477–64–5 .............................. Gases (petroleum), acetylene manuf. off. 68477–65–6 .............................. Gases (petroleum), amine system feed. 68477–66–7 .............................. Gases (petroleum), benzene unit hydrodesulfurizer off. 68477–67–8 .............................. Gases (petroleum), benzene unit recycle, hydrogen-rich. 68477–68–9 .............................. Gases (petroleum), blend oil, hydrogen-nitrogen-rich. 68477–69–0 .............................. Gases (petroleum), butane splitter overheads. 68477–70–3 .............................. Gases (petroleum), C2–3. 68477–71–4 .............................. Gases (petroleum), catalytic-cracked gas oil depropanizer bottoms, C4-rich acid-free. 68477–72–5 .............................. Gases (petroleum), catalytic-cracked naphtha debutanizer bottoms, C3–5-rich. 68477–73–6 .............................. Gases (petroleum), catalytic cracked naphtha depropanizer overhead, C3-rich acid-free. 68477–74–7 .............................. Gases (petroleum), catalytic cracker. 68477–75–8 .............................. Gases (petroleum), catalytic cracker, C1–5-rich. 68477–76–9 .............................. Gases (petroleum), catalytic polymd. naphtha stabilizer overhead, C2–4-rich. 68477–77–0 .............................. Gases (petroleum), catalytic reformed naphtha stripper overheads. 68477–79–2 .............................. Gases (petroleum), catalytic reformer, C1–4-rich. 68477–80–5 .............................. Gases (petroleum), C6–8 catalytic reformer recycle. 68477–81–6 .............................. Gases (petroleum), C6–8 catalytic reformer. 68477–82–.7 ............................. Gases (petroleum), C6–8 catalytic reformer recycle, hydrogen-rich. 68477–83–8 .............................. Gases (petroleum), C3–5 olefinic-paraffinic alkylation feed. 68477–84–9 .............................. Gases (petroleum), C2-return stream. 68477–85–0 .............................. Gases (petroleum), C4-rich. 68477–86–1. ............................. Gases (petroleum), deethanizer overheads. 68477–87–2. ............................. Gases (petroleum), deisobutanizer tower overheads. 68477–88–3 .............................. Gases (petroleum), deethanizer overheads, C3-rich. 68477–89–4 .............................. Distillates (petroleum), depentanizer overheads. 68477–90–7 .............................. Gases (petroleum), depropanizer dry, propene-rich. 44 VerDate Mar<15>2010 16:56 Aug 14, 2014 Jkt 232179 PO 00000 Frm 00054 Fmt 8010 Sfmt 8010 Q:\40\40V31.TXT 31 Environmental Protection Agency § 711.6 TABLE 1—CASRNS OF PARTIALLY EXEMPT CHEMICAL SUBSTANCES TERMED ‘‘PETROLEUM PROCESS STREAMS’’ FOR PURPOSES OF INVENTORY UPDATE REPORTING—Continued CASRN Product 68477–91–8 .............................. Gases (petroleum), depropanizer overheads. 68477–92–9 .............................. Gases (petroleum), dry sour, gas-concentration concn.-unit-off. 68477–93–0 .............................. Gases (petroleum), gas concn. reabsorber distn. 68477–94–1 .............................. Gases (petroleum), gas recovery plant depropanizer overheads 68477–95–2 .............................. Gases (petroleum), Girbatol unit feed. 68477–96–3 .............................. Gases (petroleum), hydrogen absorber off. 68477–97–4 .............................. Gases (petroleum), hydrogen-rich. 68477–98–5 .............................. Gases (petroleum), hydrotreater blend oil recycle, hydrogen-nitrogen rich. 68477–99–6 .............................. Gases (petroleum), isomerized naphtha fractionater, C4-rich, hydrogen sulfide-free. 68478–00–2 .............................. Gases (petroleum), recycle, hydrogen-rich. 68478–01–3 .............................. Gases (petroleum), reformer make-up, hydrogen-rich. 68478–02–4 .............................. Gases (petroleum), reforming hydrotreater. 68478–03–5 .............................. Gases (petroleum), reforming hydrotreater, hydrogen-methane-rich. 68478–04–6 .............................. Gases (petroleum), reforming hydrotreater make-up, hydrogen-rich. 68478–05–7 .............................. Gases (petroleum), thermal cracking distn. 68478–08–0 .............................. Naphtha (petroleum), light steam-cracked, C5-fraction, oligomer conc. 68478–10–4 .............................. Naphtha (petroleum), light steam-cracked, debenzenized, C8–16-cycloalkadiene conc. 68478–12–6 .............................. Residues (petroleum), butane splitter bottoms. 68478–13–7 .............................. Residues (petroleum), catalytic reformer fractionator residue distn. 68478–15–9 .............................. Residues (petroleum), C6–8 catalytic reformer. 68478–16–0 .............................. Residual oils (petroleum), deisobutanizer tower. 68478–17–1 .............................. Residues (petroleum), heavy coker gas oil and vacuum gas oil. 68478–18–2 .............................. Residues (petroleum), heavy olefin vacuum. 68478–19–3 .............................. Residual oils (petroleum), propene purifn. splitter. 68478–20–6 .............................. Residues (petroleum), steam-cracked petroleum distillates cyclopentadiene conc., C4- cyclopentadiene-free. 68478–22–8 .............................. Tail gas (petroleum), catalytic cracked naphtha stabilization absorber. 68478–24–0 .............................. Tail gas (petroleum), catalytic cracker, catalytic reformer and hydrodesulfurizer combined fractionater. 68478–25–1 .............................. Tail gas (petroleum), catalytic cracker refractionation absorber. 68478–26–2 .............................. Tail gas (petroleum), catalytic reformed naphtha fractionation stabilizer. 68478–27–3 .............................. Tail gas (petroleum), catalytic reformed naphtha separator. 68478–28–4 .............................. Tail gas (petroleum), catalytic reformed naphtha stabilizer. 68478–29–5 .............................. Tail gas (petroleum), cracked distillate hydrotreater separator. 68478–30–8 .............................. Tail gas (petroleum), hydrodesulfurized straight-run naphtha separator. 68478–31–9 .............................. Tail gas (petroleum), isomerized naphtha fractionates, hydrogen sulfide-free. 68478–32–0 .............................. Tail gas (petroleum), saturate gas plant mixed stream, C4-rich. 68478–33–1 .............................. Tail gas (petroleum), saturate gas recovery plant, C1–2-rich. 68478–34–2 .............................. Tail gas (petroleum), vacuum residues thermal cracker. 68512–61–8 .............................. Residues (petroleum), heavy coker and light vacuum. 68512–62–9 .............................. Residues (petroleum), light vacuum. 68512–78–7 .............................. Solvent naphtha (petroleum), light arom., hydrotreated. 68512–91–4 .............................. Hydrocarbons, C3–4-rich, petroleum distillates. 68513–02–0 .............................. Naphtha (petroleum), full-range coker. 68513–03–1 .............................. Naphtha (petroleum), light catalytic reformed, arom.-free. 68513–11–1 .............................. Fuel gases, hydrotreater fractionation, scrubbed. 68513–12–2 .............................. Fuel gases, saturate gas unit fractionater-absorber overheads. 68513–13–3 .............................. Fuel gases, thermal cracked catalytic cracking residue. 68513–14–4 .............................. Gases (petroleum), catalytic reformed straight-run naphtha stabilizer overheads. 68513–15–5 .............................. Gases (petroleum), full-range straight-run naphtha dehexanizer off. 68513–16–6 .............................. Gases (petroleum), hydrocracking depropanizer off, hydrocarbon-rich. 68513–17–7 .............................. Gases (petroleum), light straight-run naphtha stabilizer off. 68513–18–8 .............................. Gases (petroleum), reformer effluent high-pressure flash drum off. 68513–19–9 .............................. Gases (petroleum), reformer effluent low-pressure flash drum off. 68513–62–2 .............................. Disulfides, C5–12-alkyl. 68513–63–3 .............................. Distillates (petroleum), catalytic reformed straight-run naphtha overheads. 68513–65–5 .............................. Butane, branched and linear. 68513–66–6 .............................. Residues (petroleum), alkylation splitter, C4-rich. 68513–67–7 .............................. Residues (petroleum), cyclooctadiene bottoms. 68513–68–8 .............................. Residues (petroleum), deethanizer tower. 68513–69–9 .............................. Residues (petroleum), steam-cracked light. 68513–74–6 .............................. Waste gases, ethylene oxide absorber-reactor. 68514–15–8 .............................. Gasoline, vapor-recovery. 68514–29–4 .............................. Hydrocarbons, amylene feed debutanizer overheads non-extractable raffinates. 68514–31–8 .............................. Hydrocarbons, C1–4. 68514–32–9 .............................. Hydrocarbons, C10 and C12, olefin-rich. 68514–33–0 .............................. Hydrocarbons, C12 and C14, olefin-rich. 68514–34–1 .............................. Hydrocarbons, C9–14, ethylene-manuf.-by-product. 68514–35–2 .............................. Hydrocarbons, C14–30, olefin-rich. 68514–36–3 .............................. Hydrocarbons, C1–4, sweetened. 68514–37–4 .............................. Hydrocarbons, C4–5-unsatd.. 45 VerDate Mar<15>2010 16:56 Aug 14, 2014 Jkt 232179 PO 00000 Frm 00055 Fmt 8010 Sfmt 8010 Q:\40\40V31.TXT 31 § 711.6 40 CFR Ch. I (7–1–14 Edition) TABLE 1—CASRNS OF PARTIALLY EXEMPT CHEMICAL SUBSTANCES TERMED ‘‘PETROLEUM PROCESS STREAMS’’ FOR PURPOSES OF INVENTORY UPDATE REPORTING—Continued CASRN Product 68514–38–5 .............................. Hydrocarbons, C4–10-unsatd.. 68514–39–6 .............................. Naphtha (petroleum), light steam-cracked, isoprene-rich. 68514–79–4 .............................. Petroleum products, hydrofiner-powerformer reformates. 68515–25–3 .............................. Benzene, C1–9-alkyl derivs. 68515–26–4 .............................. Benzene, di-C12–14-alkyl derivs. 68515–27–5 .............................. Benzene, di-C10–14-alkyl derivs., fractionation overheads, heavy ends. 68515–28–6 .............................. Benzene, di-C10–14-alkyl derivs., fractionation overheads, light ends. 68515–29–7 .............................. Benzene, di-C10–14-alkyl derivs., fractionation overheads, middle cut. 68515–30–0 .............................. Benzene, mono-C20–48-alkyl derivs. 68515–32–2 .............................. Benzene, mono-C12–14-alkyl derivs., fractionation bottoms. 68515–33–3 .............................. Benzene, mono-C10–12-alkyl derivs., fractionation bottoms, heavy ends. 68515–34–4 .............................. Benzene, mono-C12–14-alkyl derivs., fractionation bottoms, heavy ends. 68515–35–5 .............................. Benzene, mono-C10–12-alkyl derivs., fractionation bottoms, light ends. 68515–36–6 .............................. Benzene, mono-C12–14-alkyl derivs., fractionation bottoms, light ends. 68516–20–1 .............................. Naphtha (petroleum), steam-cracked middle arom. 68526–52–3 .............................. Alkenes, C6. 68526–53–4 .............................. Alkenes, C6–8, C7-rich. 68526–54–5 .............................. Alkenes, C7–9, C8-rich. 68526–55–6 .............................. Alkenes, C8–10, C9-rich. 68526–56–7 .............................. Alkenes, C9–11, C10-rich. 68526–57–8 .............................. Alkenes, C10–12, C11-rich. 68526–58–9 .............................. Alkenes, C11–13, C12-rich. 68526–77–2 .............................. Aromatic hydrocarbons, ethane cracking scrubber effluent and flare drum. 68526–99–8 .............................. Alkenes, C6–9 .alpha.-. 68527–00–4 .............................. Alkenes, C8–9 .alpha.-. 68527–11–7 .............................. Alkenes, C5. 68527–13–9 .............................. Gases (petroleum), acid, ethanolamine scrubber. 68527–14–0 .............................. Gases (petroleum), methane-rich off. 68527–15–1 .............................. Gases (petroleum), oil refinery gas distn. off. 68527–16–2 .............................. Hydrocarbons, C1–3. 68527–18–4 .............................. Gas oils (petroleum), steam-cracked. 68527–19–5 .............................. Hydrocarbons, C1–4, debutanizer fraction. 68527–21–9 .............................. Naphtha (petroleum), clay-treated full-range straight-run. 68527–22–0 .............................. Naphtha (petroleum), clay-treated light straight-run. 68527–23–1 .............................. Naphtha (petroleum), light steam-cracked arom. 68527–26–4 .............................. Naphtha (petroleum), light steam-cracked, debenzenized. 68527–27–5 .............................. Naphtha (petroleum), full-range alkylate, butane-contg. 68553–00–4 .............................. Fuel oil, no. 6. 68553–14–0 .............................. Hydrocarbons, C8–11. 68602–79–9 .............................. Distillates (petroleum), benzene unit hydrotreater dipentanizer overheads. 68602–81–3 .............................. Distillates, hydrocarbon resin prodn. higher boiling. 68602–82–4 .............................. Gases (petroleum), benzene unit hydrotreater depentenizer overheads. 68602–83–5 .............................. Gases (petroleum), C1–5, wet. 68602–84–6 .............................. Gases (petroleum), secondary absorber off, fluidized catalytic cracker overheads fractionater. 68602–96–0 .............................. Distillates (petroleum), oxidized light, strong acid components, compds. with diethanolamine. 68602–97–1 .............................. Distillates (petroleum), oxidized light, strong acid components, sodium salts. 68602–98–2 .............................. Distillates (petroleum), oxidized light, strong acid components. 68602–99–3 .............................. Distillates (petroleum), oxidized light, strong acid-free. 68603–00–9 .............................. Distillates (petroleum), thermal cracked naphtha and gas oil. 68603–01–0 .............................. Distillates (petroleum), thermal cracked naphtha and gas oil, C5-dimer-contg. 68603–02–1 .............................. Distillates (petroleum), thermal cracked naphtha and gas oil, dimerized. 68603–03–2 .............................. Distillates (petroleum), thermal cracked naphtha and gas oil, extractive. 68603–08–7 .............................. Naphtha (petroleum), arom.- contg. 68603–09–8 .............................. Hydrocarbon waxes (petroleum), oxidized, calcium salts. 68603–10–1 .............................. Hydrocarbon waxes (petroleum), oxidized, Me esters, barium salts. 68603–11–2 .............................. Hydrocarbon waxes (petroleum), oxidized, Me esters, calcium salts. 68603–12–3 .............................. Hydrocarbon waxes (petroleum), oxidized, Me esters, sodium salts. 68603–13–4 .............................. Petrolatum (petroleum), oxidized, ester with sorbitol. 68603–14–5 .............................. Residual oils (petroleum), oxidized, calcium salts. 68603–31–6 .............................. Alkenes, C10, tert-amylene concentrator by-product. 68603–32–7 .............................. Alkenes, C15–20 .alpha.-, isomerized. 68606–09–7 .............................. Fuel gases, expander off. 68606–10–0 .............................. Gasoline, pyrolysis, debutanizer bottoms. 68606–11–1 .............................. Gasoline, straight-run, topping-plant. 68606–24–6 .............................. Hydrocarbons, C4, butene concentrator by-product. 68606–25–7 .............................. Hydrocarbons, C2–4. 68606–26–8 .............................. Hydrocarbons, C3. 68606–27–9 .............................. Gases (petroleum), alkylation feed. 68606–28–0 .............................. Hydrocarbons, C5 and C10-aliph. and C6–8-arom. 68606–31–5 .............................. Hydrocarbons, C3–5, butadiene purification (purifn.) by-product. 68606–34–8 .............................. Gases (petroleum), depropanizer bottoms fractionation off. 46 VerDate Mar<15>2010 16:56 Aug 14, 2014 Jkt 232179 PO 00000 Frm 00056 Fmt 8010 Sfmt 8010 Q:\40\40V31.TXT 31 Environmental Protection Agency § 711.6 TABLE 1—CASRNS OF PARTIALLY EXEMPT CHEMICAL SUBSTANCES TERMED ‘‘PETROLEUM PROCESS STREAMS’’ FOR PURPOSES OF INVENTORY UPDATE REPORTING—Continued CASRN Product 68606–36–0 .............................. Hydrocarbons, C5-unsatd. rich, isoprene purifn. by-product. 68607–11–4 .............................. Petroleum products, refinery gases. 68607–30–7 .............................. Residues (petroleum), topping plant, low-sulfur. 68608–56–0 .............................. Waste gases, from carbon black manuf. 68647–60–9 .............................. Hydrocarbons, C>4. 68647–61–0 .............................. Hydrocarbons, C4–5, tert-amylene concentrator by-product. 68647–62–1 .............................. Hydrocarbons, C4–5, butene concentrator by-product, sour. 68650–36–2 .............................. Aromatic hydrocarbons, C8, o-xylene-lean. 68650–37–3 .............................. Paraffin waxes (petroleum), oxidized, sodium salts. 68782–97–8 .............................. Distillates (petroleum), hydrofined lubricating-oil. 68782–98–9 .............................. Extracts (petroleum), clarified oil solvent, condensed-ring-arom.-contg. 68782–99–0 .............................. Extracts (petroleum), heavy clarified oil solvent, condensed-ring-arom.-contg. 68783–00–6 .............................. Extracts (petroleum), heavy naphthenic distillate solvent, arom. conc. 68783–01–7 .............................. Extracts (petroleum), heavy naphthenic distillate solvent, paraffinic conc. 68783–02–8 .............................. Extracts (petroleum), intermediate clarified oil solvent, condensed-ring-arom.-contg. 68783–04–0 .............................. Extracts (petroleum), solvent-refined heavy paraffinic distillate solvent. 68783–05–1 .............................. Gases (petroleum), ammonia-hydrogen sulfide, water-satd. 68783–06–2 .............................. Gases (petroleum), hydrocracking low-pressure separator. 68783–07–3 .............................. Gases (petroleum), refinery blend. 68783–08–4 .............................. Gas oils (petroleum), heavy atmospheric. 68783–09–5 .............................. Naphtha (petroleum), catalytic cracked light distd. 68783–12–0 .............................. Naphtha (petroleum), unsweetened. 68783–13–1 .............................. Residues (petroleum), coker scrubber, condensed-ring-arom.-contg. 68783–15–3 .............................. Alkenes, C6–7 .alpha.-. 68783–61–9 .............................. Fuel gases, refinery, sweetened. 68783–62–0 .............................. Fuel gases, refinery, unsweetened. 68783–64–2 .............................. Gases (petroleum), catalytic cracking. 68783–65–3 .............................. Gases (petroleum), C2–4, sweetened. 68783–66–4 .............................. Naphtha (petroleum), light, sweetened. 68814–47–1 .............................. Waste gases, refinery vent. 68814–67–5 .............................. Gases (petroleum), refinery. 68814–87–9 .............................. Distillates (petroleum), full-range straight-run middle. 68814–89–1 .............................. Extracts (petroleum), heavy paraffinic distillates, solvent-deasphalted. 68814–90–4 .............................. Gases (petroleum), platformer products separator off. 68814–91–5 .............................. Alkenes, C5–9 .alpha.-. 68855–57–2 .............................. Alkenes, C6–12 .alpha.-. 68855–58–3 .............................. Alkenes, C10–16 .alpha.-. 68855–59–4 .............................. Alkenes, C14–18 .alpha.-. 68855–60–7 .............................. Alkenes, C14–20 .alpha.-. 68911–58–0 .............................. Gases (petroleum), hydrotreated sour kerosine depentanizer stabilizer off. 68911–59–1 .............................. Gases (petroleum), hydrotreated sour kerosine flash drum. 68915–96–8 .............................. Distillates (petroleum), heavy straight-run. 68915–97–9 .............................. Gas oils (petroleum), straight-run, high-boiling. 68918–69–4 .............................. Petrolatum (petroleum), oxidized, zinc salt. 68918–73–0 .............................. Residues (petroleum), clay-treating filter wash. 68918–93–4 .............................. Paraffin waxes and Hydrocarbon waxes, oxidized, alkali metal salts. 68918–98–9 .............................. Fuel gases, refinery, hydrogen sulfide-free. 68918–99–0 .............................. Gases (petroleum), crude oil fractionation off. 68919–00–6 .............................. Gases (petroleum), dehexanizer off. 68919–01–7 .............................. Gases (petroleum), distillate unifiner desulfurization stripper off. 68919–02–8 .............................. Gases (petroleum), fluidized catalytic cracker fractionation off. 68919–03–9 .............................. Gases (petroleum), fluidized catalytic cracker scrubbing secondary absorber off. 68919–04–0 .............................. Gases (petroleum), heavy distillate hydrotreater desulfurization stripper off. 68919–05–1 .............................. Gases (petroleum), light straight run gasoline fractionation stabilizer off. 68919–06–2 .............................. Gases (petroleum), naphtha unifiner desulfurization stripper off. 68919–07–3 .............................. Gases (petroleum), platformer stabilizer off, light ends fractionation. 68919–08–4 .............................. Gases (petroleum), preflash tower off, crude distn. 68919–09–5 .............................. Gases (petroleum), straight-run naphtha catalytic reforming off. 68919–10–8 .............................. Gases (petroleum), straight-run stabilizer off. 68919–11–9 .............................. Gases (petroleum), tar stripper off. 68919–12–0 .............................. Gases (petroleum), unifiner stripper off. 68919–15–3 .............................. Hydrocarbons, C6–12, benzene-recovery. 68919–16–4 .............................. Hydrocarbons, catalytic alkylation, by-products, C3–6. 68919–17–5 .............................. Hydrocarbons, C12–20, catalytic alkylation by-products. 68919–19–7 .............................. Gases (petroleum), fluidized catalytic cracker splitter residues. 68919–20–0 .............................. Gases (petroleum), fluidized catalytic cracker splitter overheads. 68919–37–9 .............................. Naphtha (petroleum), full-range reformed. 68920–06–9 .............................. Hydrocarbons, C7–9. 68920–07–0 .............................. Hydrocarbons, C<10-linear. 68920–64–9 .............................. Disulfides, di-C1–2-alkyl. 68921–07–3 .............................. Distillates (petroleum), hydrotreated light catalytic cracked. 47 VerDate Mar<15>2010 16:56 Aug 14, 2014 Jkt 232179 PO 00000 Frm 00057 Fmt 8010 Sfmt 8010 Q:\40\40V31.TXT 31 § 711.6 40 CFR Ch. I (7–1–14 Edition) TABLE 1—CASRNS OF PARTIALLY EXEMPT CHEMICAL SUBSTANCES TERMED ‘‘PETROLEUM PROCESS STREAMS’’ FOR PURPOSES OF INVENTORY UPDATE REPORTING—Continued CASRN Product 68921–08–4 .............................. Distillates (petroleum), light straight-run gasoline fractionation stabilizer overheads. 68921–09–5 .............................. Distillates (petroleum), naphtha unifiner stripper. 68921–67–5 .............................. Hydrocarbons, ethylene-manuf.-by-product distn. residues. 68952–76–1 .............................. Gases (petroleum), catalytic cracked naphtha debutanizer. 68952–77–2 .............................. Tail gas (petroleum), catalytic cracked distillate and naphtha stabilizer. 68952–78–3 .............................. Tail gas (petroleum), catalytic hydrodesulfurized distillate fractionation stabilizer, hydrogen sul- fide-free. 68952–79–4 .............................. Tail gas (petroleum), catalytic hydrodesulfurized naphtha separator. 68952–80–7 .............................. Tail gas (petroleum), straight-run naphtha hydrodesulfurizer. 68952–81–8 .............................. Tail gas (petroleum), thermal-cracked distillate, gas oil and naphtha absorber. 68952–82–9 .............................. Tail gas (petroleum), thermal cracked hydrocarbon fractionation stabilizer, petroleum coking. 68953–80–0 .............................. Benzene, mixed with toluene, dealkylation product. 68955–27–1 .............................. Distillates (petroleum), petroleum residues vacuum. 68955–28–2 .............................. Gases (petroleum), light steam-cracked, butadiene conc. 68955–31–7 .............................. Gases (petroleum), butadiene process, inorg. 68955–32–8 .............................. Natural gas, substitute, steam-reformed desulfurized naphtha. 68955–33–9 .............................. Gases (petroleum), sponge absorber off, fluidized catalytic cracker and gas oil desulfurizer overhead fractionation. 68955–34–0 .............................. Gases (petroleum), straight-run naphtha catalytic reformer stabilizer overhead. 68955–35–1 .............................. Naphtha (petroleum), catalytic reformed. 68955–36–2 .............................. Residues (petroleum), steam-cracked, resinous. 68955–76–0 .............................. Aromatic hydrocarbons, C9–16, biphenyl deriv.-rich. 68955–96–4 .............................. Disulfides, dialkyl and di-Ph, naphtha sweetening. 68956–47–8 .............................. Fuel oil, isoprene reject absorption. 68956–48–9 .............................. Fuel oil, residual, wastewater skimmings. 68956–52–5 .............................. Hydrocarbons, C4–8. 68956–54–7 .............................. Hydrocarbons, C4-unsatd. 68956–55–8 .............................. Hydrocarbons, C5-unsatd. 68956–70–7 .............................. Petroleum products, C5–12, reclaimed, wastewater treatment. 68988–79–4 .............................. Benzene, C10–12-alkyl derivs., distn. residues. 68988–99–8 .............................. Phenols, sodium salts, mixed with sulfur compounds, gasoline alk. scrubber residues. 68989–88–8 .............................. Gases (petroleum), crude distn. and catalytic cracking. 68990–35–2 .............................. Distillates (petroleum), arom., hydrotreated, dicyclopentadiene-rich. 68991–49–1 .............................. Alkanes, C10–13, arom.-free desulfurized. 68991–50–4 .............................. Alkanes, C14–17, arom.-free desulfurized. 68991–51–5 .............................. Alkanes, C10–13, desulfurized. 68991–52–6 .............................. Alkenes, C10–16. 69013–21–4 .............................. Fuel oil, pyrolysis. 69029–75–0 .............................. Oils, reclaimed. 69430–33–7 .............................. Hydrocarbons, C6–30. 70024–88–3 .............................. Ethene, thermal cracking products. 70528–71–1 .............................. Distillates (petroleum), heavy distillate solvent ext. heart-cut. 70528–72–2 .............................. Distillates (petroleum), heavy distillate solvent ext. vacuum overheads. 70528–73–3 .............................. Residues (petroleum), heavy distillate solvent ext. vacuum. 70592–76–6 .............................. Distillates (petroleum), intermediate vacuum. 70592–77–7 .............................. Distillates (petroleum), light vacuum. 70592–78–8 .............................. Distillates (petroleum), vacuum. 70592–79–9 .............................. Residues (petroleum), atm. tower, light. 70693–00–4 .............................. Hydrocarbon waxes (petroleum), oxidized, sodium salts. 70693–06–0 .............................. Aromatic hydrocarbons, C9–11. 70913–85–8 .............................. Residues (petroleum), solvent-extd. vacuum distilled atm. residuum. 70913–86–9 .............................. Alkanes, C18–70. 70955–08–7 .............................. Alkanes, C4–6. 70955–09–8 .............................. Alkenes, C13–14 .alpha.-. 70955–10–1 .............................. Alkenes, C15–18 .alpha.-. 70955–17–8 .............................. Aromatic hydrocarbons, C12–20. 71243–66–8 .............................. Hydrocarbon waxes (petroleum), clay-treated, microcryst., oxidized, potassium salts. 71302–82–4 .............................. Hydrocarbons, C5–8, houdry butadiene manuf. by-product. 71329–37–8 .............................. Residues (petroleum), catalytic cracking depropanizer, C4-rich. 71808–30–5 .............................. Tail gas (petroleum), thermal cracking absorber. 72230–71–8 .............................. Distillates (petroleum), cracked steam-cracked, C5–17 fraction. 72623–83–7 .............................. Lubricating oils (petroleum), C>25, hydrotreated bright stock-based. 72623–84–8 .............................. Lubricating oils (petroleum), C15–30, hydrotreated neutral oil-based, contg. solvent deasphalted residual oil. 72623–85–9 .............................. Lubricating oils (petroleum), C20–50, hydrotreated neutral oil-based, high-viscosity. 72623–86–0 .............................. Lubricating oils (petroleum), C15–30, hydrotreated neutral oil-based. 72623–87–1 .............................. Lubricating oils (petroleum), C20–50, hydrotreated neutral oil-based. 73138–65–5 .............................. Hydrocarbon waxes (petroleum), oxidized, magnesium salts. 92045–43–7 .............................. Lubricating oils (petroleum), hydrocracked non-arom. solvent deparaffined. 92045–58–4 .............................. Naphtha (petroleum), isomerization, C6-fraction. 92062–09–4 .............................. Slack wax (petroleum), hydrotreated. 48 VerDate Mar<15>2010 16:56 Aug 14, 2014 Jkt 232179 PO 00000 Frm 00058 Fmt 8010 Sfmt 8010 Q:\40\40V31.TXT 31 Environmental Protection Agency § 711.6 TABLE 1—CASRNS OF PARTIALLY EXEMPT CHEMICAL SUBSTANCES TERMED ‘‘PETROLEUM PROCESS STREAMS’’ FOR PURPOSES OF INVENTORY UPDATE REPORTING—Continued CASRN Product 93762–80–2 .............................. Alkenes, C15–18. 98859–55–3 .............................. Distillates (petroleum), oxidized heavy, compds. with diethanolamine. 98859–56–4 .............................. Distillates (petroleum), oxidized heavy, sodium salts. 101316–73–8 ............................ Lubricating oils (petroleum), used, non-catalytically refined. 164907–78–2 ............................ Extracts (petroleum), asphaltene-low vacuum residue solvent. 164907–79–3 ............................ Residues (petroleum), vacuum, asphaltene-low. 178603–63–9 ............................ Gas oils (petroleum), vacuum, hydrocracked, hydroisomerized, hydrogenated, C10–25. 178603–64–0 ............................ Gas oils (petroleum), vacuum, hydrocracked, hydroisomerized, hydrogenated, C15–30, branched and cyclic. 178603–65–1 ............................ Gas oils (petroleum), vacuum, hydrocracked, hydroisomerized, hydrogenated, C20–40, branched and cyclic. 178603–66–2 ............................ Gas oils (petroleum), vacuum, hydrocracked, hydroisomerized, hydrogenated, C25–55, branched and cyclic. 212210–93–0 ............................ Solvent naphtha (petroleum), heavy arom., distn. residues. 221120–39–4 ............................ Distillates (petroleum), cracked steam-cracked, C5–12 fraction. 445411–73–4 ............................ Gas oils (petroleum), vacuum, hydrocracked, hydroisomerized, hydrogenated, C10–25, branched and cyclic. (2) Specific exempted chemical sub- quest from the public based on EPA’s stances—(i) Exemption. EPA has deter- determination of whether the informa- mined that, at this time, the informa- tion in § 711.15(b)(4) is of low interest. tion in § 711.15(b)(4) associated with the (A) Any person may request that chemical substances listed in para- EPA amend the chemical substance list graph (b)(2)(iv) of this section is of low in Table 2 in paragraph (b)(2)(iv) of this current interest. section. Your request must be in writ- (ii) Considerations. In making its de- ing and must be submitted to the fol- termination of whether this partial ex- lowing address: OPPT IUR Submission emption should apply to a particular Coordinator (7407M), Attention: Inven- chemical substance, EPA will consider tory Update Reporting, Office of Pollu- the totality of information available tion Prevention and Toxics, Environ- for the chemical substance in question, including but not limited to, one or mental Protection Agency, 1200 Penn- more of the following considerations: sylvania Ave., NW., Washington, DC (A) Whether the chemical substance 20460–0001. Requests must identify the qualifies or has qualified in past IUR chemical substance in question, as well collections for the reporting of the in- as its CASRN or other chemical identi- formation described in § 711.15(b)(4). fication number as identified in (B) The chemical substance’s chem- § 711.15(b)(3)(i), and must contain a ical and physical properties or poten- written rationale for the request that tial for persistence, bioaccumulation, provides sufficient specific informa- health effects, or environmental effects tion, addressing the considerations (considered independently or together). listed in § 711.6(b)(2)(ii), including cites (C) The information needs of EPA, and relevant documents, to dem- other Federal agencies, Tribes, States, onstrate to EPA that the collection of and local governments, as well as the information in § 711.15(b)(4) for the members of the public. chemical substance in question either (D) The availability of other com- is or is not of low current interest. If a plementary risk screening information. request related to a particular chem- (E) The availability of comparable ical substance is resubmitted, any sub- processing and use information. sequent request must clearly identify (F) Whether the potential risks of the new information contained in the re- chemical substance are adequately quest. EPA may request other informa- managed. tion that it believes necessary to (iii) Amendments. EPA may amend evaluate the request. EPA will issue a the chemical substance list in para- written response to each request with- graph (b)(2)(iv) of this section on its in 120 days of receipt of the request, own initiative or in response to a re- 49 VerDate Mar<15>2010 16:56 Aug 14, 2014 Jkt 232179 PO 00000 Frm 00059 Fmt 8010 Sfmt 8010 Q:\40\40V31.TXT 31 § 711.6 40 CFR Ch. I (7–1–14 Edition) and will maintain copies of these re- year, requests must be submitted to sponses in a docket that will be estab- EPA no later than 12 months prior to lished for each reporting cycle. the start of the next principal report- (B) As needed, the Agency will ini- ing year. tiate rulemaking to make revisions to (iv) List of chemical substances. EPA Table 2 in paragraph (b)(2)(iv) of this has designated the chemical substances section. listed in Table 2 of this paragraph by (C) To assist EPA in reaching a deci- CASRN, as partially exempt from re- sion regarding a particular request porting under the IUR. prior to a given principal reporting TABLE 2—CASRN OF PARTIALLY EXEMPT CHEMICAL SUBSTANCES CASRN Chemical 50–70–4 .................................... D-glucitol. 50–81–7 .................................... L-ascorbic acid. 50–99–7 .................................... D-glucose. 56–81–5 .................................... 1,2,3-Propanetriol. 56–87–1 .................................... L-lysine. 57–50–1 .................................... .alpha.-D-Glucopyranoside, .beta.-D-fructofuranosyl. 58–95–7 .................................... 2H-1-Benzopyran-6-ol, 3,4-dihydro-2,5,7,8-tetramethyl-2-[(4R,8R)-4,8,12- trimethyltridecyl]-, ac- etate, (2R)-. 59–02–9 .................................... 2H-1-Benzopyran-6-ol, 3,4-dihydro-2,5,7,8-tetramethyl-2-[(4R,8R)-4,8,12- trimethyltridecyl]-, (2R)-. 59–51–8 .................................... Methionine. 69–65–8 .................................... D-mannitol. 87–79–6 .................................... L-sorbose. 87–99–0 .................................... Xylitol. 96–10–6 .................................... Aluminum, chlorodiethyl-. 97–93–8 .................................... Aluminum, triethyl-. 100–99–2 .................................. Aluminum, tris(2-methylpropyl)-. 123–94–4 .................................. Octadecanoic acid, 2,3-dihydroxypropyl ester. 124–38–9 .................................. Carbon dioxide. 137–08–6 .................................. .beta.-Alanine, N-[(2R)-2,4-dihydroxy-3,3-dimethyl-1-oxobutyl]-, calcium alt (2:1). 142–47–2 .................................. L-glutamic acid, monosodium salt. 150–30–1 .................................. Phenylalanine. 563–43–9 .................................. Aluminum, dichloroethyl-. 1070–00–4 ................................ Aluminum, trioctyl-. 1116–70–7 ................................ Aluminum, tributyl-. 1116–73–0 ................................ Aluminum, trihexyl-. 1191–15–7 ................................ Aluminum, hydrobis(2-methylpropyl)-. 1317–65–3 ................................ Limestone. 1333–74–0 ................................ Hydrogen. 1592–23–0 ................................ Octadecanoic acid, calcium salt. 7440–37–1 ................................ Argon. 7440–44–0 ................................ Carbon. 7727–37–9 ................................ Nitrogen. 7782–42–5 ................................ Graphite. 7782–44–7 ................................ Oxygen. 8001–21–6 ................................ Sunflower oil. 8001–22–7 ................................ Soybean oil. 8001–23–8 ................................ Safflower oil. 8001–26–1 ................................ Linseed oil. 8001–29–4 ................................ Cottonseed oil. 8001–30–7 ................................ Corn oil. 8001–31–8 ................................ Coconut oil. 8001–78–3 ................................ Castor oil, hydrogenated. 8001–79–4 ................................ Castor oil. 8002–03–7 ................................ Peanut oil. 8002–13–9 ................................ Rape oil. 8002–43–5 ................................ Lecithins. 8002–75–3 ................................ Palm oil. 8006–54–0 ................................ Lanolin. 8016–28–2 ................................ Lard, oil. 8016–70–4 ................................ Soybean oil, hydrogenated. 8021–99–6 ................................ Charcoal, bone. 8029–43–4 ................................ Syrups, hydrolyzed starch. 11103–57–4 .............................. Vitamin A. 12075–68–2 .............................. Aluminum, di-.mu.-chlorochlorotriethyldi-. 12542–85–7 .............................. Aluminum, trichlorotrimethyldi-. 16291–96–6 .............................. Charcoal. 26836–47–5 .............................. D-glucitol, monooctadecanoate. 61789–44–4 .............................. Fatty acids, castor-oil. 50 VerDate Mar<15>2010 16:56 Aug 14, 2014 Jkt 232179 PO 00000 Frm 00060 Fmt 8010 Sfmt 8010 Q:\40\40V31.TXT 31 Environmental Protection Agency § 711.8 TABLE 2—CASRN OF PARTIALLY EXEMPT CHEMICAL SUBSTANCES—Continued CASRN Chemical 61789–97–7 .............................. Tallow. 61789–99–9 .............................. Lard. 64147–40–6 .............................. Castor oil, dehydrated. 64755–01–7 .............................. Fatty acids, tallow, calcium salts. 65996–63–6 .............................. Starch, acid-hydrolyzed. 65996–64–7 .............................. Starch, enzyme-hydrolyzed. 67701–01–3 .............................. Fatty acids, C12–18. 68002–85–7 .............................. Fatty acids, C14–22 and C16–22-unsatd. 68131–37–3 .............................. Syrups, hydrolyzed starch, dehydrated. 68188–81–8 .............................. Grease, poultry. 68308–36–1 .............................. Soybean meal. 68308–54–3 .............................. Glycerides, tallow mono-, di- and tri-, hydrogenated. 68334–00–9 .............................. Cottonseed oil, hydrogenated. 68334–28–1 .............................. Fats and glyceridic oils, vegetable, hydrogenated. 68409–76–7 .............................. Bone meal, steamed. 68424–45–3 .............................. Fatty acids, linseed-oil. 68424–61–3 .............................. Glycerides, C16–18 and C18-unsatd. mono- and di-. 68425–17–2 .............................. Syrups, hydrolyzed starch, hydrogenated 68439–86–1 .............................. Bone, ash. 68442–69–3 .............................. Benzene, mono-C10–14-alkyl derivs. 68476–78–8 .............................. Molasses. 68514–27–2 .............................. Grease, catch basin. 68514–74–9 .............................. Palm oil, hydrogenated. 68525–87–1 .............................. Corn oil, hydrogenated. 68648–87–3 .............................. Benzene, C10–16-alkyl derivs. 68918–42–3 .............................. Soaps, stocks, soya. 68952–94–3 .............................. Soaps, stocks, vegetable-oil. 68956–68–3 .............................. Fats and glyceridic oils, vegetable. 68989–98–0 .............................. Fats and glyceridic oils, vegetable, residues. 73138–67–7 .............................. Lard, hydrogenated. 120962–03–0 ............................ Canola oil. 129813–58–7 ............................ Benzene, mono-C10–13-alkyl derivs. 129813–59–8 ............................ Benzene, mono-C12–14-alkyl derivs. 129813–60–1 ............................ Benzene, mono-C14–16-alkyl derivs. EFFECTIVE DATE NOTE: At 79 FR 35098, June ical Data Reporting—Partial Exemption Re- 19, 2014, § 711.6 was amended as follows, effec- quest. * * * tive Aug. 18, 2014. a. Remove ‘‘IUR’’ and add in its place ‘‘CDR’’ in the introductory text of para- * * * * * graphs (b)(1) and (b)(2)(iv). (iv) * * * b. Remove ‘‘Inventory Update’’ and add in its place ‘‘TSCA Chemical Data’’ in the head- TABLE 2—CASRN OF PARTIALLY EXEMPT ing for Table 1 in paragraph (b)(1). CHEMICAL SUBSTANCES c. Remove ‘‘IUR’’ and add in its place ‘‘IUR or CDR’’ in paragraph (b)(2)(ii)(A). CASRN Chemical d. Remove the second sentence in para- graph (b)(2)(iii)(A) and add two sentences in its place. * * * * * e. Add in numerical order by CASRN num- 504–63–2 ............... 1,3-Propanediol. ber the following entries to Table 2 in para- * * * * * graph (b)(2)(iv). For the convenience of the 8023–79–8 ............. Oils, palm kernel. user, the added text is set forth as follows: * * * * * § 711.6 Chemical substances for which infor- 70131–50–9 ........... Bentonite, acid-leached. mation is not required. * * * * * * * * * * (b) * * * § 711.8 Persons who must report. (2) * * * Except as provided in §§ 711.9 and (iii) * * * (A) * * * Your request must be in writing 711.10, the following persons are subject and must be submitted to the address pro- to the requirements of this part. Per- vided in 40 CFR 700.17(a). Please label your sons must determine whether they request as follows: Attention: TSCA Chem- must report under this section for each 51 VerDate Mar<15>2010 16:56 Aug 14, 2014 Jkt 232179 PO 00000 Frm 00061 Fmt 8010 Sfmt 8010 Q:\40\40V31.TXT 31 § 711.9 40 CFR Ch. I (7–1–14 Edition) chemical substance that they manufac- § 711.10 Activities for which reporting ture (including import) at an indi- is not required. vidual site. A person described in § 711.8 is not (a) Persons subject to recurring report- subject to the requirements of this part ing—(1) For the 2012 submission period, with respect to any chemical substance any person who manufactured (includ- described in § 711.5 that the person sole- ing imported) for commercial purposes ly manufactured or imported under the 25,000 lb (11,340 kilogram (kg)) or more following circumstances: of a chemical substance described in (a) The person manufactured or im- § 711.5 at any single site owned or con- ported the chemical substance de- trolled by that person during the prin- scribed in § 711.5 solely in small quan- cipal reporting year (i.e., calendar year tities for research and development. 2011) is subject to reporting. (2) For the submission periods subse- (b) The person imported the chemical quent to the 2012 submission period, substance described in § 711.5 as part of any person who manufactured (includ- an article. ing imported) for commercial purposes (c) The person manufactured the 25,000 lb (11,340 kg) or more of a chem- chemical substance described in § 711.5 ical substance described in § 711.5 at in a manner described in 40 CFR any single site owned or controlled by 720.30(g) or (h). that person during any calendar year since the last principal reporting year § 711.15 Reporting information to EPA. (e.g., for the 2016 submission period, For the 2012 submission period, any consider calendar years 2012, 2013, 2014, person who must report under this and 2015, given that 2011 was the last part, as described in § 711.8, must sub- principal reporting year). mit the information described in this (b) Exceptions. For the 2016 submis- section for each chemical substance de- sion period and subsequent submission scribed in § 711.5 that the person manu- periods, any person who manufactured factured (including imported) for com- (including imported) for commercial mercial purposes in an amount of 25,000 purposes any chemical substance that lb (11,340 kg) or more at any one site is the subject of a rule proposed or pro- during the principal reporting year mulgated under TSCA section 5(a)(2), (i.e., calendar year 2011). For the sub- 5(b)(4), or 6, or is the subject of an mission periods subsequent to the 2012 order in effect under TSCA section 5(e) submission period, any person who or 5(f), or is the subject of relief that must report under this part, as de- has been granted under a civil action scribed in § 711.8, must submit the in- under TSCA section 5 or 7 is subject to formation described in this section for reporting as described in § 711.8(a), ex- each chemical substance described in cept that the applicable production § 711.5 that the person manufactured volume threshold is 2,500 lb (1,134 kg). (including imported) for commercial purposes in an amount of 25,000 lb § 711.9 Persons not subject to this (11,340 kg) or more (or in an amount of part. 2,500 lb (1,134 kg) or more for chemical A person described in § 711.8 is not substances subject to the rules, orders, subject to the requirements of this part or actions described in § 711.8(b)) at any if that person qualifies as a small man- one site during any calendar year since ufacturer as that term is defined in 40 the last principal reporting year (e.g., CFR 704.3. Notwithstanding this exclu- for the 2016 submission period, consider sion, a person who qualifies as a small calendar years 2012, 2013, 2014, and 2015, manufacturer is subject to this part because 2011 was the last principal re- with respect to any chemical substance porting year). The principal reporting that is the subject of a rule proposed or year for each submission period is the promulgated under TSCA section 4, previous calendar year (e.g., the prin- 5(b)(4), or 6, or is the subject of an cipal reporting year for the 2016 sub- order in effect under TSCA section 5(e), mission period is calendar year 2015). or is the subject of relief that has been For all submission periods, a separate granted under a civil action under report must be submitted for each TSCA section 5 or 7. chemical substance at each site for 52 VerDate Mar<15>2010 16:56 Aug 14, 2014 Jkt 232179 PO 00000 Frm 00062 Fmt 8010 Sfmt 8010 Q:\40\40V31.TXT 31 Environmental Protection Agency § 711.15 which the submitter is required to re- ance with the requirements of this part port. A submitter of information under and that the confidentiality claims this part must report information as made on the Form U are true and cor- described in this section to the extent rect. The certification must be signed that such information is known to or and dated by the authorized official for reasonably ascertainable by that per- the submitter company, and provide son. that person’s name, official title, and (a) Reporting information to EPA. Any e-mail address. person who reports information to EPA (2) Company and plant site information. must do so using the e-CDRweb report- The following currently correct com- ing tool provided by EPA at the ad- pany and plant site information must dress set forth in § 711.35. The submis- be reported for each site at which a re- sion must include all information de- portable chemical substance is manu- scribed in paragraph (b) of this section. factured (including imported) above Persons must submit a separate Form the applicable production volume U for each site for which the person is threshold, as described in this section required to report. The e-CDRweb re- (see § 711.3 for the ‘‘site’’ for importers): porting tool is described in the instruc- (i) The U.S. parent company name, tions available from EPA at the Web address, and Dun and Bradstreet D–U– site set forth in § 711.35. N–S ® (D&B) number. A submitter (b) Information to be reported. For the under this part must obtain a D&B 2012 submission period, manufacturers number for the U.S. parent company if (including importers) of a reportable none exists. chemical substance in an amount of (ii) The name of a person who will 25,000 lb (11,340 kg) or more at a site serve as technical contact for the sub- during the principal reporting year mitter company, and who will be able (i.e., 2011) must report the information to answer questions about the informa- described in paragraphs (b)(1), (b)(2), tion submitted by the company to and (b)(3) of this section. For the 2012 EPA, the contact person’s full mailing submission period, manufacturers (in- address, telephone number, and e-mail cluding importers) of a reportable address. chemical substance in an amount of (iii) The name and full street address 100,000 lb (45,359 kg) or more at a site of each site. A submitter under this during the principal reporting year part must include the appropriate D&B (i.e., 2011) must additionally report the number for each plant site reported, information described in paragraph and the county or parish (or other ju- (b)(4) of this section. For submission risdictional indicator) in which the periods subsequent to the 2012 submis- plant site is located. A submitter under sion period, the information described this part must obtain a D&B number in paragraphs (b)(1), (b)(2), (b)(3), and for the site reported if none exists. (b)(4) of this section must be reported (3) Chemical-specific information. The for each chemical substance manufac- following chemical-specific informa- tured (including imported) in an tion must be reported for each report- amount of 25,000 lb (11,340 kg) or more able chemical substance manufactured (or in an amount of 2,500 lb (1,134 kg) or (including imported) above the applica- more for chemical substances subject ble production volume threshold, as de- to the rules, orders, or actions de- scribed in paragraph (b) of this section: scribed in § 711.8(b)) at any one site dur- (i) The specific, currently correct CA ing any calendar year since the last Index name as used to list the chemical principal reporting year. The require- substance on the TSCA Inventory and ment to report information described the correct corresponding CASRN for in paragraph (b)(4) of this section is each reportable chemical substance at subject to exemption as described in each site. A submitter under this part § 711.6. may use an EPA-designated TSCA Ac- (1) A certification statement signed and cession Number for a chemical sub- dated by an authorized official of the sub- stance in lieu of a CASRN when a mitter company. The authorized official CASRN is not known to or reasonably must certify that the submitted infor- ascertainable by the submitter. Sub- mation has been completed in compli- mitters who wish to report chemical 53 VerDate Mar<15>2010 16:56 Aug 14, 2014 Jkt 232179 PO 00000 Frm 00063 Fmt 8010 Sfmt 8010 Q:\40\40V31.TXT 31 § 711.15 40 CFR Ch. I (7–1–14 Edition) substances listed on the confidential or other designation for the chemical portion of the TSCA Inventory will substance, and a copy of the request to need to report the chemical substance the supplier must be included with the using a TSCA Accession Number. importer’s submission respecting the In addition to reporting the number chemical substance. itself, submitters must specify the type (C) EPA will only accept joint sub- of number they are reporting by select- missions that are submitted electroni- ing from among the codes in Table 3 of cally using e-CDRweb and CDX (see this paragraph. § 711.35) and that clearly reference the primary submission to which they TABLE 3—CODES TO SPECIFY TYPE OF refer. CHEMICAL IDENTIFYING NUMBER (ii) For the principal reporting year Code Number type only, a statement indicating, for each reportable chemical substance at each A .................... TSCA Accession Number. C .................... Chemical Abstracts Service Registry Num- site, whether the chemical substance is ber (CASRN). manufactured in the United States, im- ported into the United States, or both (A) If an importer submitting a re- manufactured in the United States and port cannot provide the information imported into the United States. specified in § 711.15(b)(3)(i) because it is (iii) For the principal reporting year, unknown to the importer and claimed the total annual volume (in pounds) of as confidential by the supplier of the each reportable chemical substance do- chemical substance or mixture, the im- mestically manufactured or imported porter must use e-CDRweb to ask the at each site. The total annual domesti- supplier to provide the correct chem- cally manufactured volume (not in- ical identity information directly to cluding imported volume) and the total EPA in a joint submission. Such re- annual imported volume must be sepa- quest must include instructions for rately reported. These amounts must submitting chemical identity informa- be reported to two significant figures tion electronically, using e-CDRweb of accuracy. In addition, for the 2012 and CDX (see § 711.35), and for clearly submission period only, the total an- referencing the importer’s submission. nual volume (domestically manufac- Contact information for the supplier, a tured plus imported volumes in pounds) trade name or other designation for the of each reportable chemical substance chemical substance or mixture, and a at each site during calendar year 2010. copy of the request to the supplier In addition, for submission periods sub- must be included with the importer’s sequent to the 2012 submission period, submission respecting the chemical the total annual volume (domestically substance. manufactured plus imported volumes (B) If a manufacturer submitting a in pounds) of each reportable chemical report cannot provide the information substance at each site for each com- specified in § 711.15(b)(3)(i) because the plete calendar year since the last prin- reportable chemical substance is man- cipal reporting year. ufactured using a reactant having a (iv) For the principal reporting year specific chemical identity that is un- only, the volume used on site and the known to the manufacturer and volume directly exported of each re- claimed as confidential by its supplier, portable chemical substance domesti- the manufacturer must use e-CDRweb cally manufactured or imported at to ask the supplier of the confidential each site. These amounts must be re- reactant to provide the correct chem- ported to two significant figures of ac- ical identity of the confidential curacy. reactant directly to EPA in a joint sub- (v) For the principal reporting year mission. Such request must include in- only, a designation indicating, for each structions for submitting chemical imported reportable chemical sub- identity information electronically stance at each site, whether the im- using e-CDRweb and CDX (see § 711.35), ported chemical substance is phys- and for clearly referencing the manu- ically present at the reporting site. facturer’s submission. Contact infor- (vi) For the principal reporting year mation for the supplier, a trade name only, a designation indicating, for each 54 VerDate Mar<15>2010 16:56 Aug 14, 2014 Jkt 232179 PO 00000 Frm 00064 Fmt 8010 Sfmt 8010 Q:\40\40V31.TXT 31 Environmental Protection Agency § 711.15 reportable chemical substance at each TABLE 5—CODES FOR REPORTING MAXIMUM site, whether the chemical substance is CONCENTRATION OF CHEMICAL SUBSTANCE— being recycled, remanufactured, re- Continued processed, reused, or otherwise used for Code Concentration range (% weight) a commercial purpose instead of being disposed of as a waste or included in a M5 .................. At least 90% by weight. waste stream. (vii) For the principal reporting year (ix) For the principal reporting year only, the total number of workers rea- only, the physical form(s) of the re- sonably likely to be exposed to each re- portable chemical substance as it is portable chemical substance at each sent off-site from each site. If the site. For each reportable chemical sub- chemical substance is site-limited, you stance at each site, the submitter must must report the physical form(s) of the select from among the ranges of work- reportable chemical substance at the ers listed in Table 4 of this paragraph time it is reacted on-site to produce a and report the corresponding code (i.e., different chemical substance. For each W1 through W8): chemical substance at each site, the TABLE 4—CODES FOR REPORTING NUMBER OF submitter must report as many phys- WORKERS REASONABLY LIKELY TO BE EXPOSED ical forms as applicable from among the physical forms listed in this unit: Code Range (A) Dry powder. W1 ................. Fewer than 10 workers. (B) Pellets or large crystals. W2 ................. At least 10 but fewer than 25 workers. (C) Water- or solvent-wet solid. W3 ................. At least 25 but fewer than 50 workers. W4 ................. At least 50 but fewer than 100 workers. (D) Other solid. W5 ................. At least 100 but fewer than 500 workers. (E) Gas or vapor. W6 ................. At least 500 but fewer than 1,000 workers. W7 ................. At least 1,000 but fewer than 10,000 work- (F) Liquid. ers. (x) For the principal reporting year W8 ................. At least 10,000 workers. only, submitters must report the per- centage, rounded off to the closest 10%, (viii) For the principal reporting year of total production volume of the re- only, the maximum concentration, portable chemical substance, reported measured by percentage of weight, of in response to paragraph (b)(3)(iii) of each reportable chemical substance at this section, that is associated with the time it is sent off-site from each site. If the chemical substance is site- each physical form reported under limited, you must report the maximum paragraph (b)(3)(ix) of this section. concentration, measured by percentage (4) Chemical-specific information re- of weight of the reportable chemical lated to processing and use. The fol- substance at the time it is reacted on- lowing chemical-specific information site to produce a different chemical must be reported for each reportable substance. This information must be chemical substance manufactured (in- reported regardless of the physical cluding imported) above the applicable form(s) in which the chemical sub- production volume threshold, as de- stance is sent off-site/reacted on-site. scribed in this section. Persons subject For each chemical substance at each to paragraph (b)(4) of this section must site, select the maximum concentra- report the information described in tion of the chemical substance from paragraphs (b)(4)(i) and (b)(4)(ii) of this among the ranges listed in Table 5 of section for each reportable chemical this paragraph and report the cor- substance at sites under their control responding code (i.e., M1 through M5): and at sites that receive a reportable chemical substance from the submitter TABLE 5—CODES FOR REPORTING MAXIMUM directly or indirectly (including CONCENTRATION OF CHEMICAL SUBSTANCE through a broker/distributor, from a Code Concentration range (% weight) customer of the submitter, etc.). Infor- mation reported in response to this M1 .................. Less than 1% by weight. paragraph must be reported for the M2 .................. At least 1 but less than 30% by weight. M3 .................. At least 30 but less than 60% by weight. principal reporting year only and only M4 .................. At least 60 but less than 90% by weight. to the extent that it is known to or 55 VerDate Mar<15>2010 16:56 Aug 14, 2014 Jkt 232179 PO 00000 Frm 00065 Fmt 8010 Sfmt 8010 Q:\40\40V31.TXT 31 § 711.15 40 CFR Ch. I (7–1–14 Edition) reasonably ascertainable by the sub- to a given designation under this para- mitter. Information required to be re- graph. ported under this paragraph is limited to domestic (i.e., within the customs TABLE 6—CODES FOR REPORTING TYPE OF territory of the United States) proc- INDUSTRIAL PROCESSING OR USE OPERATION essing and use activities. If informa- Designation Operation tion responsive to a given data require- ment under this paragraph, including PC .......................... Processing as a reactant. information in the form of an estimate, PF ........................... Processing—incorporation into formula- tion, mixture, or reaction product. is not known or reasonably ascertain- PA .......................... Processing—incorporation into article. able, the submitter is not required to PK .......................... Processing—repackaging. respond to the requirement. U ............................. Use—non-incorporative activities. (i) Industrial processing and use infor- mation—(A) A designation indicating (B) A code indicating the sector(s) the type of industrial processing or use that best describe the industrial activi- operation(s) at each site that receives a ties associated with each industrial reportable chemical substance from processing or use operation reported the submitter site directly or indi- under paragraph (b)(4)(i)(A) of this sec- rectly (whether the recipient site(s) are tion. For each chemical substance, re- controlled by the submitter site or port the code that corresponds to the not). For each chemical substance, re- appropriate sector(s) listed in Table 7 port the letters which correspond to of this paragraph. A particular sector the appropriate processing or use oper- code may need to be reported more ation(s) listed in Table 6 of this para- than once, to the extent that a sub- graph. A particular designation may mitter reports more than one indus- need to be reported more than once, to trial function code (under paragraph the extent that a submitter reports (b)(4)(i)(C) of this section) that applies more than one sector (under paragraph to a given sector code under this para- (b)(4)(i)(B) of this section) that applies graph. TABLE 7—CODES FOR REPORTING INDUSTRIAL SECTORS Code Sector description IS1 ............................................ Agriculture, forestry, fishing, and hunting. IS2 ............................................ Oil and gas drilling, extraction, and support activities. IS3 ............................................ Mining (except oil and gas) and support activities. IS4 ............................................ Utilities. IS5 ............................................ Construction. IS6 ............................................ Food, beverage, and tobacco product manufacturing. IS7 ............................................ Textiles, apparel, and leather manufacturing. IS8 ............................................ Wood product manufacturing. IS9 ............................................ Paper manufacturing. IS10 .......................................... Printing and related support activities. IS11 .......................................... Petroleum refineries. IS12 .......................................... Asphalt paving, roofing, and coating materials manufacturing. IS13 .......................................... Petroleum lubricating oil and grease manufacturing. IS14 .......................................... All other petroleum and coal products manufacturing. IS15 .......................................... Petrochemical manufacturing. IS16 .......................................... Industrial gas manufacturing. IS17 .......................................... Synthetic dye and pigment manufacturing. IS18 .......................................... Carbon black manufacturing. IS19 .......................................... All other basic inorganic chemical manufacturing. IS20 .......................................... Cyclic crude and intermediate manufacturing. IS21 .......................................... All other basic organic chemical manufacturing. IS22 .......................................... Plastics material and resin manufacturing. IS23 .......................................... Synthetic rubber manufacturing. IS24 .......................................... Organic fiber manufacturing. IS25 .......................................... Pesticide, fertilizer, and other agricultural chemical manufacturing. IS26 .......................................... Pharmaceutical and medicine manufacturing. IS27 .......................................... Paint and coating manufacturing. IS28 .......................................... Adhesive manufacturing. IS29 .......................................... Soap, cleaning compound, and toilet preparation manufacturing. IS30 .......................................... Printing ink manufacturing. IS31 .......................................... Explosives manufacturing. IS32 .......................................... Custom compounding of purchased resins. IS33 .......................................... Photographic film, paper, plate, and chemical manufacturing. IS34 .......................................... All other chemical product and preparation manufacturing. 56 VerDate Mar<15>2010 16:56 Aug 14, 2014 Jkt 232179 PO 00000 Frm 00066 Fmt 8010 Sfmt 8010 Q:\40\40V31.TXT 31 Environmental Protection Agency § 711.15 TABLE 7—CODES FOR REPORTING INDUSTRIAL SECTORS—Continued Code Sector description IS35 .......................................... Plastics product manufacturing. IS36 .......................................... Rubber product manufacturing. IS37 .......................................... Non-metallic mineral product manufacturing (includes cement, clay, concrete, glass, gypsum, lime, and other non-metallic mineral product manufacturing). IS38 .......................................... Primary metal manufacturing. IS39 .......................................... Fabricated metal product manufacturing. IS40 .......................................... Machinery manufacturing. IS41 .......................................... Computer and electronic product manufacturing. IS42 .......................................... Electrical equipment, appliance, and component manufacturing. IS43 .......................................... Transportation equipment manufacturing. IS44 .......................................... Furniture and related product manufacturing. IS45 .......................................... Miscellaneous manufacturing. IS46 .......................................... Wholesale and retail trade. IS47 .......................................... Services. IS48 .......................................... Other (requires additional information). (C) For each sector reported under graph. If more than 10 unique combina- paragraph (b)(4)(i)(B) of this section, tions of industrial processing or use op- code(s) from Table 8 of this paragraph erations/sector/industrial function cat- must be selected to designate the in- egories apply to a chemical substance, dustrial function category(ies) that submitters need only report the 10 best represents the specific manner in unique combinations for the chemical which the chemical substance is used. substance that cumulatively represent A particular industrial function cat- the largest percentage of the submit- egory may need to be reported more ter’s production volume for that chem- than once, to the extent that a sub- ical substance, measured by weight. If mitter reports more than one indus- none of the listed industrial function trial processing or use operation/sector combination (under paragraphs categories accurately describes a use of (b)(4)(i)(A) and (b)(4)(i)(B) of this sec- a chemical substance, the category tion) that applies to a given industrial ‘‘Other’’ may be used, and must include function category under this para- a description of the use. TABLE 8—CODES FOR REPORTING INDUSTRIAL FUNCTION CATEGORIES Code Category U001 ......................................... Abrasives. U002 ......................................... Adhesives and sealant chemicals. U003 ......................................... Adsorbents and absorbents. U004 ......................................... Agricultural chemicals (non-pesticidal). U005 ......................................... Anti-adhesive agents. U006 ......................................... Bleaching agents. U007 ......................................... Corrosion inhibitors and anti-scaling agents. U008 ......................................... Dyes. U009 ......................................... Fillers. U010 ......................................... Finishing agents. U011 ......................................... Flame retardants. U012 ......................................... Fuels and fuel additives. U013 ......................................... Functional fluids (closed systems). U014 ......................................... Functional fluids (open systems). U015 ......................................... Intermediates. U016 ......................................... Ion exchange agents. U017 ......................................... Lubricants and lubricant additives. U018 ......................................... Odor agents. U019 ......................................... Oxidizing/reducing agents. U020 ......................................... Photosensitive chemicals. U021 ......................................... Pigments. U022 ......................................... Plasticizers. U023 ......................................... Plating agents and surface treating agents. U024 ......................................... Process regulators. U025 ......................................... Processing aids, specific to petroleum production. U026 ......................................... Processing aids, not otherwise listed. U027 ......................................... Propellants and blowing agents. U028 ......................................... Solids separation agents. U029 ......................................... Solvents (for cleaning or degreasing). 57 VerDate Mar<15>2010 16:56 Aug 14, 2014 Jkt 232179 PO 00000 Frm 00067 Fmt 8010 Sfmt 8010 Q:\40\40V31.TXT 31 § 711.15 40 CFR Ch. I (7–1–14 Edition) TABLE 8—CODES FOR REPORTING INDUSTRIAL FUNCTION CATEGORIES—Continued Code Category U030 ......................................... Solvents (which become part of product formulation or mixture). U031 ......................................... Surface active agents. U032 ......................................... Viscosity adjustors. U033 ......................................... Laboratory chemicals. U034 ......................................... Paint additives and coating additives not described by other categories. U999 ......................................... Other (specify). (D) The estimated percentage, round- TABLE 9—CODES FOR REPORTING NUMBERS OF ed off to the closest 10%, of total pro- SITES—Continued duction volume of the reportable chem- Code Range ical substance associated with each combination of industrial processing or S3 .................. At least 25 but fewer than 100 sites. use operation, sector, and industrial S4 .................. At least 100 but fewer than 250 sites. function category. Where a particular S5 .................. At least 250 but fewer than 1,000 sites. S6 .................. At least 1,000 but fewer than 10,000 sites. combination of industrial processing or S7 .................. At least 10,000 sites. use operation, sector, and industrial function category accounts for less (F) For each combination of indus- than 5% of the submitter’s site’s total trial processing or use operation, sec- production volume of a reportable tor, and industrial function category, chemical substance, the percentage the submitter must estimate the num- must not be rounded off to 0% if the ber of workers reasonably likely to be production volume attributable to that exposed to each reportable chemical industrial processing or use operation, substance. For each combination asso- sector, and industrial function cat- ciated with each chemical substance, egory combination is 25,000 lb (11,340 the submitter must select from among kg) or more during the reporting year. the worker ranges listed in paragraph Instead, in such a case, submitters (b)(3)(ii) of this section and report the must report the percentage, rounded corresponding code (i.e., W1 though off to the closest 1%, of the submitter’s W8). site’s total production volume of the (ii) Consumer and commercial use infor- reportable chemical substance associ- mation—(A) Using the codes listed in ated with the particular combination Table 10 of this paragraph, submitters of industrial processing or use oper- must designate the consumer and com- ation, sector, and industrial function mercial product category or categories category. that best describe the consumer and (E) For each combination of indus- commercial products in which each re- trial processing or use operation, sec- portable chemical substance is used tor, and industrial function category, (whether the recipient site(s) are con- the submitter must estimate the num- trolled by the submitter site or not). If ber of sites at which each reportable more than 10 codes apply to a chemical chemical substance is processed or substance, submitters need only report used. For each combination associated the 10 codes for the chemical substance with each chemical substance, the sub- that cumulatively represent the larg- mitter must select from among the est percentage of the submitter’s pro- ranges of sites listed in Table 9 of this duction volume for that chemical, paragraph and report the cor- measured by weight. If none of the list- responding code (i.e., S1 through S7): ed consumer and commercial product TABLE 9—CODES FOR REPORTING NUMBERS OF categories accurately describes the SITES consumer and commercial products in which each reportable chemical sub- Code Range stance is used, the category ‘‘Other’’ S1 .................. Fewer than 10 sites. may be used, and must include a de- S2 .................. At least 10 but fewer than 25 sites. scription of the use. 58 VerDate Mar<15>2010 16:56 Aug 14, 2014 Jkt 232179 PO 00000 Frm 00068 Fmt 8010 Sfmt 8010 Q:\40\40V31.TXT 31 Environmental Protection Agency § 711.15 TABLE 10—CODES FOR REPORTING CONSUMER AND COMMERCIAL PRODUCT CATEGORIES Code Category Chemical Substances in Furnishing, Cleaning, Treatment Care Products C101 ......................................... Floor coverings. C102 ......................................... Foam seating and bedding products. C103 ......................................... Furniture and furnishings not covered elsewhere. C104 ......................................... Fabric, textile, and leather products not covered elsewhere. C105 ......................................... Cleaning and furnishing care products. C106 ......................................... Laundry and dishwashing products. C107 ......................................... Water treatment products. C108 ......................................... Personal care products. C109 ......................................... Air care products. C110 ......................................... Apparel and footwear care products. Chemical Substances in Construction, Paint, Electrical, and Metal Products C201 ......................................... Adhesives and sealants. C202 ......................................... Paints and coatings. C203 ......................................... Building/construction materials—wood and engineered wood products. C204 ......................................... Building/construction materials not covered elsewhere. C205 ......................................... Electrical and electronic products. C206 ......................................... Metal products not covered elsewhere. C207 ......................................... Batteries. Chemical Substances in Packaging, Paper, Plastic, Toys, Hobby Products C301 ......................................... Food packaging. C302 ......................................... Paper products. C303 ......................................... Plastic and rubber products not covered elsewhere. C304 ......................................... Toys, playground, and sporting equipment. C305 ......................................... Arts, crafts, and hobby materials. C306 ......................................... Ink, toner, and colorant products. C307 ......................................... Photographic supplies, film, and photochemicals. Chemical Substances in Automotive, Fuel, Agriculture, Outdoor Use Products C401 ......................................... Automotive care products. C402 ......................................... Lubricants and greases. C403 ......................................... Anti-freeze and de-icing products. C404 ......................................... Fuels and related products. C405 ......................................... Explosive materials. C406 ......................................... Agricultural products (non-pesticidal). C407 ......................................... Lawn and garden care products. Chemical Substances in Products not Described by Other Codes C980 ......................................... Non-TSCA use. C909 ......................................... Other (specify). (B) An indication, within each con- children age 14 or younger, regardless sumer and commercial product cat- of the concentration of the chemical egory reported under paragraph substance remaining in or on the prod- (b)(4)(ii)(A) of this section, whether the uct. Submitters must select from the use is a consumer or a commercial use. following options: The chemical sub- (C) Submitters must determine, with- stance is used in or on any consumer in each consumer and commercial products intended for use by children, product category reported under para- the chemical substance is not used in graph (b)(4)(ii)(A) of this section, or on any consumer products intended whether any amount of each reportable for use by children, or information as chemical substance manufactured (in- to whether the chemical substance is cluding imported) by the submitter is used in or on any consumer products present in (for example, a plasticizer intended for use by children is not chemical substance used to make pac- known to or reasonably ascertainable ifiers) or on (for example, as a compo- by the submitter. nent in the paint on a toy) any con- sumer products intended for use by 59 VerDate Mar<15>2010 16:56 Aug 14, 2014 Jkt 232179 PO 00000 Frm 00069 Fmt 8010 Sfmt 8010 Q:\40\40V31.TXT 31 § 711.20 40 CFR Ch. I (7–1–14 Edition) (D) The estimated percentage, round- quent recurring submission periods are ed off to the closest 10%, of the submit- from June 1 to September 30 at 4-year ter’s site’s total production volume of intervals, beginning in 2016. In each the reportable chemical substance as- submission period, any person de- sociated with each consumer and com- scribed in § 711.8 must report as de- mercial product category. Where a par- scribed in this part. ticular consumer and commercial prod- [76 FR 54933, Sept. 6, 2011, as amended at 77 uct category accounts for less than 5% FR 36172, June 18, 2012] of the total production volume of a re- portable chemical substance, the per- § 711.22 Duplicative reporting. centage must not be rounded off to 0% (a) With regard to TSCA section 8(a) if the production volume attributable rules. Any person subject to the re- to that commercial and consumer prod- quirements of this part who previously uct category is 25,000 lb (11,340 kg) or has complied with reporting require- more during the reporting year. In- ments of a rule under TSCA section stead, in such a case, submitters must 8(a) by submitting the information de- report the percentage, rounded off to scribed in § 711.15 for a chemical sub- the closest 1%, of the submitter’s site’s stance described in § 711.5 to EPA, and total production volume of the report- has done so within 1 year of the start of able chemical substance associated a submission period described in with the particular consumer and com- § 711.20, is not required to report again mercial product category. on the manufacture of that chemical (E) Where the reportable chemical substance at that site during that sub- substance is used in consumer or com- mission period. mercial products, the estimated typ- (b) With regard to importers. This part ical maximum concentration, meas- requires that only one report be sub- ured by weight, of the chemical sub- mitted on each import transaction in- stance in each consumer and commer- volving a chemical substance described cial product category reported under in § 711.5. When two or more persons are paragraph (b)(4)(ii)(A) of this section. involved in a particular import trans- For each chemical substance in each action and each person meets the commercial and consumer product cat- Agency’s definition of ‘‘importer’’ as egory reported under paragraph set forth in 40 CFR 704.3, they may de- (b)(4)(ii)(A) of this section, submitters termine among themselves who should must select from among the ranges of submit the required report; if no report concentrations listed in Table 5 in is submitted as required under this paragraph (b)(3)(viii) of this section part, EPA will hold each such person and report the corresponding code (i.e., liable for failure to report. M1 through M5). (c) Toll manufacturers and persons con- (F) Where the reportable chemical tracting with a toll manufacturer. This substance is used in a commercial part requires that only one report per product, the submitter must estimate site be submitted on each chemical the number of commercial workers rea- substance described in § 711.5. When a sonably likely to be exposed to each re- company contracts with a toll manu- portable chemical substance. For each facturer to manufacture a chemical combination associated with each sub- substance, and each party meets the stance, the submitter must select from Agency’s definition of ‘‘manufacturer’’ among the worker ranges listed in as set forth in § 711.3, they may deter- Table 4 in paragraph (b)(3)(vii) of this mine among themselves who should section and report the corresponding submit the required report for that code (i.e., W1 though W8). site. However, both the contracting company and the toll manufacturer are § 711.20 When to report. liable if no report is made. All information reported to EPA in response to the requirements of this § 711.25 Recordkeeping requirements. part must be submitted during an ap- Each person who is subject to the re- plicable submission period. The 2012 porting requirements of this part must CDR submission period is from Feb- retain records that document any in- ruary 1, 2012 to August 13, 2012. Subse- formation reported to EPA. Records 60 VerDate Mar<15>2010 16:56 Aug 14, 2014 Jkt 232179 PO 00000 Frm 00070 Fmt 8010 Sfmt 8010 Q:\40\40V31.TXT 31 Environmental Protection Agency § 711.30 relevant to reporting during a submis- causal relationship between the disclo- sion period must be retained for a pe- sure and the harmful effects? riod of 5 years beginning on the last (ii) How long should confidential day of the submission period. Submit- treatment be given? Until a specific ters are encouraged to retain their date, the occurrence of a specific event, records longer than 5 years to ensure or permanently? Why? that past records are available as a ref- (iii) Has the chemical substance been erence when new submissions are being patented? If so, have you granted li- generated. censes to others with respect to the patent as it applies to the chemical § 711.30 Confidentiality claims. substance? If the chemical substance (a) Confidentiality claims. Any person has been patented and therefore dis- submitting information under this part closed through the patent, why should may assert a business confidentiality it be treated as confidential? claim for the information at the time (iv) Has the identity of the chemical it is submitted. Any such confiden- substance been kept confidential to the tiality claims must be made at the extent that your competitors do not time the information is submitted. know it is being manufactured or im- Confidentiality claims cannot be made ported for a commercial purpose by when a response is left blank or des- anyone? ignated as not known or reasonably as- (v) Is the fact that the chemical sub- certainable. These claims will apply stance is being manufactured (includ- only to the information submitted with ing imported) for a commercial purpose the claim. New confidentiality claims, available to the public, for example in if appropriate, must be asserted with technical journals, libraries, or State, regard to information submitted dur- local, or Federal agency public files? ing a different submission period. Guid- (vi) What measures have been taken ance for asserting confidentiality to prevent undesired disclosure of the claims is provided in the instructions fact that the chemical substance is identified in § 711.35. Information being manufactured (including im- claimed as confidential in accordance ported) for a commercial purpose? with this section will be treated and disclosed in accordance with the proce- (vii) To what extent has the fact that dures in 40 CFR part 2. this chemical substance is manufac- (b) Chemical identity. A person may tured (including imported) for commer- assert a claim of confidentiality for the cial purposes been revealed to others? chemical identity of a specific chem- What precautions have been taken re- ical substance only if the identity of garding these disclosures? Have there that chemical substance is treated as been public disclosures or disclosures confidential in the Master Inventory to competitors? File as of the time the report is sub- (viii) Does this particular chemical mitted for that chemical substance substance leave the site of manufac- under this part. The following steps ture (including import) in any form, must be taken to assert a claim of con- e.g., as product, effluent, emission? If fidentiality for the identity of a report- so, what measures have been taken to able chemical substance: guard against the discovery of its iden- (1) The submitter must submit with tity? the report detailed written answers to (ix) If the chemical substance leaves the following questions signed and the site in a product that is available dated by an authorized official. to the public or your competitors, can (i) What harmful effects to your com- the chemical substance be identified by petitive position, if any, or to your analysis of the product? supplier’s competitive position, do you (x) For what purpose do you manu- think would result from the identity of facture (including import) the chem- the chemical substance being disclosed ical substance? in connection with reporting under this (xi) Has EPA, another Federal agen- part? How could a competitor use such cy, or any Federal court made any per- information? Would the effects of dis- tinent confidentiality determinations closure be substantial? What is the regarding this chemical substance? If 61 VerDate Mar<15>2010 16:56 Aug 14, 2014 Jkt 232179 PO 00000 Frm 00071 Fmt 8010 Sfmt 8010 Q:\40\40V31.TXT 31 § 711.30 40 CFR Ch. I (7–1–14 Edition) so, please attach copies of such deter- (d) Processing and use information. A minations. submitter may assert a claim of con- (2) If any of the information con- fidentiality for each data element re- tained in the answers to the questions quired by § 711.15(b)(4) only if the link- listed in paragraph (b)(1) of this section age of the information with a report- is asserted to contain confidential busi- able chemical substance is confidential ness information (CBI), the submitter and not publicly available. The fol- must clearly identify the information lowing steps must be taken to assert a that is claimed confidential by mark- claim of confidentiality for each data ing the specific information on each element, individually, required by page with a label such as ‘‘confidential § 711.15(b)(4): business information,’’ ‘‘proprietary,’’ (1) The submitter must submit with or ‘‘trade secret.’’ the report detailed written answers to (c) Site identity. A submitter may as- the following questions signed and sert a claim of confidentiality for a dated by an authorized official: site only if the linkage of the site with (i) Is the identified use of this chem- a reportable chemical substance is con- ical substance publicly known? For ex- fidential and not publicly available. ample, is information on the use avail- The following steps must be taken to able in advertisements or other mar- assert a claim of confidentiality for a keting materials, professional journals site identity: or other similar materials, or in non- confidential mandatory or voluntary (1) The submitter must submit with government filings or publications? the report detailed written answers to Has your company ever provided use the following questions signed and information on the chemical substance dated by an authorized official: that was not claimed as confidential? (i) Has site information been linked (ii) What harmful effect, if any, to with a chemical identity in any other your competitive position or to your Federal, State, or local reporting customer’s competitive position do you scheme? For example, is the chemical think would result from the informa- identity linked to a facility in a filing tion reported as required by under the Emergency Planning and § 711.15(b)(4) and the chemical sub- Community Right-to-Know Act stance being disclosed in connection (EPCRA) section 311, namely through a with reporting under this part? How Material Safety Data Sheet (MSDS)? If could a competitor use such informa- so, identify all such schemes. Was the tion? Would the effects of disclosure be linkage claimed as confidential in any substantial? What is the causal rela- of these instances? tionship between the disclosure and the (ii) What harmful effect, if any, to substantial harmful effects? your competitive position do you think (2) If any of the information con- would result from the identity of the tained in the answers to the questions site and the chemical substance being listed in paragraph (d)(1) of this section disclosed in connection with reporting is asserted to contain CBI, the sub- under this part? How could a compet- mitter must clearly identify the infor- itor use such information? Would the mation that is claimed confidential by effects of disclosure be substantial? marking the specific information on What is the causal relationship be- each page with a label such as ‘‘con- tween the disclosure and the harmful fidential business information,’’ ‘‘pro- effects? prietary,’’ or ‘‘trade secret.’’ (2) If any of the information con- (e) No claim of confidentiality. If no tained in the answers to the questions claim of confidentiality is indicated on listed in paragraph (c)(1) of this section Form U submitted to EPA under this is asserted to contain CBI, the sub- part; if Form U lacks the certification mitter must clearly identify the infor- required by § 711.15(b)(1); if confiden- mation that is claimed confidential by tiality claim substantiation required marking the specific information on under paragraphs (b), (c), and (d) of this each page with a label such as ‘‘con- section is not submitted with Form U; fidential business information,’’ ‘‘pro- or if the identity of a chemical sub- prietary,’’ or ‘‘trade secret.’’ stance listed on the non-confidential 62 VerDate Mar<15>2010 16:56 Aug 14, 2014 Jkt 232179 PO 00000 Frm 00072 Fmt 8010 Sfmt 8010 Q:\40\40V31.TXT 31 Environmental Protection Agency § 712.3 portion of the Master Inventory File is reporting under this part. Subpart B claimed as confidential, EPA may covers manufacturers’ and processors’ make the information available to the reporting. public without further notice to the (b) Chemical substances, mixtures, submitter. and categories of substances or mix- tures which have been recommended by § 711.35 Electronic filing. the Interagency Testing Committee for (a) You must use e-CDRweb to com- testing consideration by the Agency plete and submit Form U (EPA Form but not designated for Agency response 7740–8). Submissions may only be made within 12 months, will be added to as set forth in this section. § 712.30 using the procedure specified in (b) Submissions must be sent elec- § 712.30(c) only to the extent that the tronically to EPA via CDX. total number of designated and rec- (c) Access e-CDRweb and instruc- ommended chemicals has not exceeded tions, as follows: 50 in any 1 year. Additional rec- (1) By Web site. Go to the EPA Inven- ommended but not designated chemi- tory Update Reporting Internet home- cals may be added after proposal, and page at http://www.epa.gov/iur and fol- consideration of public comment. low the appropriate links. [47 FR 26998, June 22, 1982, as amended at 50 (2) By phone or e-mail. Contact the FR 34809, Aug. 28, 1985; 60 FR 31921, June 19, EPA TSCA Hotline at (202) 554–1404 or 1995] TSCA-Hotline@epa.gov for a CD–ROM containing the instructions. § 712.3 Definitions. The definitions in section 3 of TSCA, PART 712—CHEMICAL 15 U.S.C. 2602, apply for this part. In INFORMATION RULES addition, the following definitions apply: Subpart A—General Provisions (a) Byproduct means any chemical Sec. substance or mixture produced without 712.1 Scope and compliance. a separate commercial intent during 712.3 Definitions. the manufacture, processing, use, or 712.5 Method of identification of substances disposal of another chemical substance for reporting purposes. or mixture. 712.7 Report of readily obtainable informa- (b) EPA means the U.S. Environ- tion for subparts B and C. mental Protection Agency. 712.15 Confidentiality. (c) Import in bulk form means to im- Subpart B—Manufacturers Reporting— port a chemical substance (other than Preliminary Assessment Information as part of a mixture or article) in any quantity, in cans, bottles, drums, bar- 712.20 Manufacturers and importers who rels, packages, tanks, bags, or other must report. containers used for purposes of trans- 712.25 Exempt manufacturers and import- portation or containment, if the chem- ers. ical substance has an end use or com- 712.28 Form and instructions. 712.30 Chemical lists and reporting periods. mercial purpose separate from the con- tainer. AUTHORITY: 15 U.S.C. 2607(a). (d) Importer means anyone who im- SOURCE: 47 FR 26998, June 22, 1982, unless ports a chemical substance, including a otherwise noted. chemical substance as part of a mix- ture or article, into the customs terri- Subpart A—General Provisions tory of the U.S. and includes the per- son liable for the payment of any du- § 712.1 Scope and compliance. ties on the merchandise, or an author- (a) This part establishes procedures ized agent on his behalf. Importer also for chemical manufacturers and proc- includes, as appropriate: essors to report production, use, and (1) The consignee. exposure-related information on listed (2) The importer of record. chemical substances. Subpart A estab- (3) The actual owner if an actual lishes requirements that apply to all owner’s declaration and superseding 63 VerDate Mar<15>2010 16:56 Aug 14, 2014 Jkt 232179 PO 00000 Frm 00073 Fmt 8010 Sfmt 8010 Q:\40\40V31.TXT 31