33-18 Provisional Code of Corporate Governance for Securities Companies

Summary

This document promotes the view to standardizing the operations of securities companies in line with the modern enterprise system, ensuring the legitimate interests of the shareholders, clients and other interested parties of the securities companies, and safeguarding the independence and integrity of the securities companies’ assets.

Thumbnail image for This document promotes the view to standardizing the operations of securities companies in line with the modern enterprise system, ensuring the legitimate interests of the shareholders, clients and other interested parties of the securities companies, and safeguarding the independence and integrity of the securities companies’ assets.

Issuer

China

Year

2003

Region

Asia

Issuer (type)

China Securities Regulatory Commission (中国证券监督管理委员会) (Financial Regulator)

Policy Type

Other sustainability policy

Geographical scope

National

Mandatory or voluntary

Mandatory

Main industries targeted

Finance & Insurance
Professional, Scientific, & Technical Services

Restrictiveness

Moderate

Sustainable Development Goals (SDGs)

SDG 5: Gender Equality
SDG 6: Clean Water and Sanitation
SDG 10: Reduced Inequality
SDG 14: Life Below Water

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