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Circular Management companies of SFC-authorized unit trusts and mutual funds

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Summary

This circular supersedes the 2019 Circular and sets out the SFC’s expectations with respect to how requirements under the SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products (“Handbook”) apply to SFC-authorized funds which consider climate change or green or ESG or sustainability factors (collectively, “ESG factors”) in their investment process.

Circular Management companies of SFC-authorized unit trusts and mutual funds
Issuer

Hong Kong

Year

2021

Region

Asia

Policy Type

Disclosure

Geographical scope

National

Mandatory or voluntary

Voluntary


Main industries targeted
  • Mining, Quarrying, Oil & Gas Extraction
  • Finance & Insurance
  • Manufacturing
Restrictiveness

Very Low

Sustainable Development Goals (SDGs)
  • SDG 2: Zero Hunger
  • SDG 9: Industry, Innovation, and Infrastructure
  • SDG 13: Climate Action

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