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证券公司治理准则（试行）

Provisional Code of Corporate Governance for Securities Companies

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Summary

This document promotes the view to standardizing the operations of securities companies in line with the modern enterprise system, ensuring the legitimate interests of the shareholders, clients and other interested parties of the securities companies, and safeguarding the independence and integrity of the securities companies’ assets.

Issuer

China

Year

2003

Region

Asia

Issuer (type)

China Securities Regulatory Commission (中国证券监督管理委员会) (Financial Regulator)

Instrument type

Code

Disclosure instrument

No

Geographical scope

National

Mandatory or voluntary

Mandatory

Text analysis

    • Moderate 0.82%
    • Very High 1.29%
    • E focus: energy
    • G focus: corporate finance, internal control, risk management, audit
    • Finance, Management